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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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110 hedge funds and large institutions have $168M invested in SWS GROUP INC in 2014 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 8

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

30% more capital invested

Capital invested by funds: $128M → $168M (+$39.1M)

28% more funds holding

Funds holding: 86 → 110 (+24)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $675K

Holders
110
Holders Change
+24
Holders Change %
+27.91%
% of All Funds
3.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
32
Increased
31
Reduced
31
Closed
8
Calls
–
Puts
$675K
Net Calls
-$675K
Net Calls Change
-$675K

Top Buyers

Rank Fund Capital Flow
1
HA
Havens Advisors
New York
+$4.37M
2
EC
EJF Capital
Virginia
+$3.84M
3
APG Asset Management
APG Asset Management
Netherlands
+$3.54M
4
Millennium Management
Millennium Management
New York
+$3.53M
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
+$3.29M

Top Sellers

Rank Fund Capital Flow
1
WI
WHV Investments
California
-$15M
2
HCM
Hirzel Capital Management
Texas
-$8.15M
3
AF
Aegis Financial
Virginia
-$3.8M
4
RFC
Russell Frank Company
Washington
-$1.06M
5
MAA
Managed Account Advisors
New Jersey
-$965K
Name Holding Trade Value Shares
Change 		Change in
Stake
WI
51
WHV Investments
California
$489K -$15M -1,950,197 -97%
New York State Common Retirement Fund
52
New York State Common Retirement Fund
New York
$479K – – –
Prudential Financial
53
Prudential Financial
New Jersey
$469K +$3.84K +500 +0.8%
SAS
54
Sarbit Advisory Services
Manitoba, Canada
$456K +$384K +50,000 New
Public Sector Pension Investment Board (PSP Investments)
55
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$440K -$91.3K -11,900 -17%
SIM
56
SSI Investment Management
California
$432K +$442K +57,670 New
California State Teachers Retirement System (CalSTRS)
57
California State Teachers Retirement System (CalSTRS)
California
$390K – – –
CS
58
Credit Suisse
Switzerland
$387K +$55K +7,164 +16%
TA
59
Teachers Advisors
New York
$361K +$40.2K +5,240 +12%
Charles Schwab
60
Charles Schwab
California
$354K – – –
State Board of Administration of Florida Retirement System
61
State Board of Administration of Florida Retirement System
Florida
$326K – – –
OAC
62
OMERS Administration Corp
Ontario, Canada
$325K +$333K +43,400 New
RhumbLine Advisers
63
RhumbLine Advisers
Massachusetts
$324K -$10.8K -1,410 -3%
Royal Bank of Canada
64
Royal Bank of Canada
Ontario, Canada
$313K -$1.91K -249 -0.6%
JG
65
Jefferies Group
New York
$291K +$298K +38,851 New
VOYA Investment Management
66
VOYA Investment Management
Georgia
$263K – – –
ProShare Advisors
67
ProShare Advisors
Maryland
$224K +$229K +29,893 New
PP
68
Paloma Partners
Connecticut
$224K +$230K +30,000 New
TPSF
69
Texas Permanent School Fund
Texas
$220K -$9.16K -1,194 -4%
Comerica Bank
70
Comerica Bank
Texas
$220K -$9.09K -1,185 -4%
Goldman Sachs
71
Goldman Sachs
New York
$210K -$277K -36,079 -56%
AllianceBernstein
72
AllianceBernstein
Tennessee
$204K -$127K -16,600 -38%
State of Tennessee, Department of Treasury
73
State of Tennessee, Department of Treasury
Tennessee
$196K -$29.9K -3,900 -13%
MLICM
74
Metropolitan Life Insurance Company (MetLife)
New York
$192K +$197K +25,698 New
NFA
75
Nationwide Fund Advisors
Ohio
$191K – – –
1 2
3
4 5

SWS Hedge Fund Activity: Q1 2014 in Review

110 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q1 2014, worth a combined $168M — up 30% from $128M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new SWS positions and 8 closed out — a net gain of 24 holders — while 31 added to existing stakes and 31 trimmed.

The largest buyer was Havens Advisors, opening a new position worth an estimated $4.37M. The largest seller was WHV Investments, cutting an estimated $15M.

  • 110 institutional investors held SWS GROUP INC (SWS) as of Q1 2014, up from 86 in Q4 2013.
  • Funds reported $168M of SWS GROUP INC stock for Q1 2014, up 30% quarter-over-quarter.
  • 32 funds opened new SWS GROUP INC positions in Q1 2014 and 8 closed out, a net change of +24 holders.
  • The largest SWS GROUP INC buyer in Q1 2014 was Havens Advisors, an estimated $4.37M added.
  • The largest SWS GROUP INC seller in Q1 2014 was WHV Investments, an estimated $15M sold.

Based on aggregated 13F filings for Q1 2014.