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State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

49 hedge funds and large institutions have $121M invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

11% more funds holding

Funds holding: 44 → 49 (+5)

6% more capital invested

Capital invested by funds: $114M → $121M (+$6.88M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

24.15% less ownership

Funds ownership: 164.34% → 140.19% (-24%)

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.22%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
7
Increased
9
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$1.07M
2
TSS
Two Sigma Securities
New York
+$992K
3
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
+$922K
4
LPL Financial
LPL Financial
California
+$853K
5
Jane Street
Jane Street
New York
+$565K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.06M
2
SFP
Shepherd Financial Partners
Massachusetts
-$987K
3
GLA
Great Lakes Advisors
Illinois
-$791K
4
AWA
ARS Wealth Advisors
Florida
-$583K
5
NP
NorthRock Partners
Minnesota
-$401K
Name Holding Trade Value Shares
Change 		Change in
Stake
TYCC
26
Texas Yale Capital Corp
Florida
$351K – – –
Goldman Sachs
27
Goldman Sachs
New York
$324K -$91.6K -2,994 -22%
KLI
28
Kelman-Lazarov Inc
Tennessee
$287K – – –
CIA
29
Capital Investment Advisors
Georgia
$219K -$34K -1,110 -14%
BTS
30
BB&T Securities
Virginia
$202K +$198K +6,456 New
CAPTRUST Financial Advisors
31
CAPTRUST Financial Advisors
North Carolina
$165K +$922K +30,144 New
UBS Group
32
UBS Group
Switzerland
$162K -$5.87K -192 -4%
IA
33
IFP Advisors
Florida
$124K – – –
ECM
34
Exchange Capital Management
Michigan
$113K – – –
BF
35
BOK Financial
Oklahoma
$94K +$91.8K +3,000 New
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$91K +$25.7K +840 +40%
IWM
37
IHT Wealth Management
Illinois
$89K – – –
BlackRock
38
BlackRock
New York
$51K – – –
OIA
39
OneDigital Investment Advisors
Kansas
$47K -$1.84K -60 -4%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$41K – – –
RE
41
RBC Europe
United Kingdom
$28.2K +$27.5K +900 New
GWS
42
Glassman Wealth Services
Virginia
$27K – – –
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$24K – – –
SWA
44
Sutton Wealth Advisors
Florida
$22.5K – – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$19K – – –
BC
46
Barnett & Company
Tennessee
$14K – – –
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
GWM
48
Geneos Wealth Management
Colorado
$1K +$1.47K +48 New
DADC
49
D.A. Davidson & Co
Montana
– -$22K -750 Closed
PMFA
50
Plante Moran Financial Advisors
Michigan
– -$3K -108 Closed
1
2

SPTM Hedge Fund Activity: Q3 2017 in Review

49 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q3 2017, worth a combined $121M — up 6% from $114M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPTM positions and 2 closed out — a net gain of 5 holders — while 9 added to existing stakes and 15 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.07M. The largest seller was Susquehanna International Group, cutting an estimated $1.06M.

  • 49 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q3 2017, up from 44 in Q2 2017.
  • Funds reported $121M of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q3 2017, up 6% quarter-over-quarter.
  • 7 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q3 2017 and 2 closed out, a net change of +5 holders.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q3 2017 was Ameriprise, an estimated $1.07M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q3 2017 was Susquehanna International Group, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2017.