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State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

397 hedge funds and large institutions have $2.89B invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2021 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 152 increasing their positions, 148 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 23

7% more funds holding in top 10

Funds holding in top 10: 42 → 45 (+3)

2% more funds holding

Funds holding: 390 → 397 (+7)

3% more repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 148

8% less capital invested

Capital invested by funds: $3.14B → $2.89B (-$244M)

13.18% less ownership

Funds ownership: 67.71% → 54.53% (-13%)

78% less call options, than puts

Call options by funds: $8.95M | Put options by funds: $40.4M

Holders
397
Holders Change
+7
Holders Change %
+1.79%
% of All Funds
6.95%
Holding in Top 10
45
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+7.14%
% of All Funds
0.79%
New
38
Increased
152
Reduced
148
Closed
23
Calls
$8.95M
Puts
$40.4M
Net Calls
-$31.4M
Net Calls Change
-$35.5M

Top Buyers

1
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$33.6M
2
LPL Financial
LPL Financial
California
+$30.5M
3
PFA
Professional Financial Advisors
Nebraska
+$21.2M
4
BHB
Bank Hapoalim BM
Israel
+$10.9M
5
PAG
Private Advisor Group
New Jersey
+$10.2M

Top Sellers

1
WFS
Weitzel Financial Services
Iowa
-$710M
2
ARC
Advisor Resource Council
Texas
-$12.5M
3
AAS
Annex Advisory Services
Wisconsin
-$10.1M
4
BCM
Brookstone Capital Management
Illinois
-$5.96M
5
BCI
Brinker Capital Investments
Pennsylvania
-$3.49M
Name Holding Trade Value Shares
Change 		Change in
Stake
BC
376
Bartlett & Co
Ohio
$14K +$14.3K +262 New
BCWM
377
Bartlett & Co Wealth Management
Ohio
$13.9K +$14.3K +262 New
First Manhattan
378
First Manhattan
New York
$13K -$9.09K -167 -40%
AWM
379
Accel Wealth Management
Iowa
$13K – – –
US Bancorp
380
US Bancorp
Minnesota
$12K -$9.03K -166 -41%
WFA
381
West Financial Advisors
Iowa
$12K – – –
Franklin Resources
382
Franklin Resources
California
$11K – – –
SMA
383
Sage Mountain Advisors
Georgia
$9K +$8.92K +164 New
FRA
384
Front Row Advisors
California
$6K – – –
GTAM
385
Global Trust Asset Management
Florida
$6K – – –
SPIA
386
Steward Partners Investment Advisory
New York
$6K – – –
GEA
387
Glen Eagle Advisors
New Jersey
$4.5K +$979 +18 +27%
OCM
388
Orion Capital Management
California
$4K – – –
SIS
389
Sound Income Strategies
Florida
$3K – – –
TWA
390
TCI Wealth Advisors
Arizona
$3K – – –
FCM
391
Firestone Capital Management
Florida
$2K – – –
WIM
392
Westside Investment Management
California
$1.41K -$7.78K -143 -0.5%
BBHC
393
Brown Brothers Harriman & Co
New York
$894 – – –
Susquehanna International Group
394
Susquehanna International Group
Pennsylvania
– -$1.71M -31,497 Closed
GI
395
Glovista Investments
New Jersey
– -$1.31M -24,660 Closed
CBT
396
Capital Bank & Trust
California
– -$1.08M -20,395 Closed
LFAS
397
Level Four Advisory Services
Texas
– -$680K -12,831 Closed
LWAC
398
Laurel Wealth Advisors (California)
California
– -$652K -12,306 Closed
CRI
399
Colonial River Investments
Virginia
– -$422K -7,961 Closed
AIG
400
American International Group
New York
– -$385K -7,260 Closed
13 14 15
16
17

SPTM Hedge Fund Activity: Q3 2021 in Review

397 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q3 2021, worth a combined $2.89B — down 7.8% from $3.14B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SPTM positions and 23 closed out — a net gain of 15 holders — while 152 added to existing stakes and 148 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $33.6M. The largest seller was Weitzel Financial Services, cutting an estimated $710M.

  • 397 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q3 2021, up from 390 in Q2 2021.
  • Funds reported $2.89B of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q3 2021, down 7.8% quarter-over-quarter.
  • 38 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q3 2021 and 23 closed out, a net change of +15 holders.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q3 2021 was Wealth Enhancement Advisory Services, an estimated $33.6M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q3 2021 was Weitzel Financial Services, an estimated $710M sold.

Based on aggregated 13F filings for Q3 2021.