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State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM

397 hedge funds and large institutions have $2.89B invested in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF in 2021 Q3 according to their latest regulatory filings, with 38 funds opening new positions, 152 increasing their positions, 148 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 23

7% more funds holding in top 10

Funds holding in top 10: 42 → 45 (+3)

2% more funds holding

Funds holding: 390 → 397 (+7)

3% more repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 148

8% less capital invested

Capital invested by funds: $3.14B → $2.89B (-$244M)

13.18% less ownership

Funds ownership: 67.71% → 54.53% (-13%)

78% less call options, than puts

Call options by funds: $8.95M | Put options by funds: $40.4M

Holders
397
Holders Change
+7
Holders Change %
+1.79%
% of All Funds
6.95%
Holding in Top 10
45
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+7.14%
% of All Funds
0.79%
New
38
Increased
152
Reduced
148
Closed
23
Calls
$8.95M
Puts
$40.4M
Net Calls
-$31.4M
Net Calls Change
-$35.5M

Top Buyers

1
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$33.6M
2
LPL Financial
LPL Financial
California
+$30.5M
3
PFA
Professional Financial Advisors
Nebraska
+$21.2M
4
BHB
Bank Hapoalim BM
Israel
+$10.9M
5
PAG
Private Advisor Group
New Jersey
+$10.2M

Top Sellers

1
WFS
Weitzel Financial Services
Iowa
-$710M
2
ARC
Advisor Resource Council
Texas
-$12.5M
3
AAS
Annex Advisory Services
Wisconsin
-$10.1M
4
BCM
Brookstone Capital Management
Illinois
-$5.96M
5
BCI
Brinker Capital Investments
Pennsylvania
-$3.49M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIA
301
Capital Investment Advisors
Georgia
$319K – – –
PWM
302
Perigon Wealth Management
California
$319K – – –
JPG
303
Jordan Park Group
California
$318K -$195K -3,580 -37%
SIM
304
Sadoff Investment Management
Wisconsin
$318K – – –
TFS
305
TrustCore Financial Services
Tennessee
$318K – – –
ARC
306
Advisor Resource Council
Texas
$315K -$12.5M -229,170 -97%
Principal Financial Group
307
Principal Financial Group
Iowa
$311K -$255K -4,681 -44%
FC
308
Fusion Capital
South Carolina
$309K -$10.6K -195 -3%
FGAM
309
Financial Gravity Asset Management
Texas
$304K -$232K -4,265 -43%
CAAS
310
Capital Asset Advisory Services
Michigan
$303K -$229K -4,208 -42%
CCP
311
Clarkston Capital Partners
Michigan
$300K +$308K +5,656 New
RBC
312
Roble Belko & Company
Pennsylvania
$299K – – –
CHAM
313
Clear Harbor Asset Management
Connecticut
$292K – – –
ACM
314
Armbruster Capital Management
New York
$290K +$5.17K +95 +2%
AWA
315
Alta Wealth Advisors
Massachusetts
$287K +$52.7K +968 +22%
APC
316
Aspire Private Capital
North Carolina
$286K -$154K -2,836 -34%
CCT
317
Country Club Trust
Missouri
$282K – – –
PWMG
318
Prestige Wealth Management Group
New Jersey
$278K -$14.8K -272 -5%
S
319
SignatureFD
Georgia
$273K – – –
Kayne Anderson Rudnick Investment Management
320
Kayne Anderson Rudnick Investment Management
California
$270K +$278K +5,106 New
GCA
321
Gradient Capital Advisors
California
$269K – – –
BAM
322
Baldrige Asset Management
Pennsylvania
$262K – – –
TFA
323
Teamwork Financial Advisors
Texas
$259K -$10.2K -188 -4%
CPW
324
Catalyst Private Wealth
California
$259K – – –
FWM
325
Focused Wealth Management
New York
$257K +$1.09K +20 +0.4%
11 12
13
14 15

SPTM Hedge Fund Activity: Q3 2021 in Review

397 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) for Q3 2021, worth a combined $2.89B — down 7.8% from $3.14B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SPTM positions and 23 closed out — a net gain of 15 holders — while 152 added to existing stakes and 148 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $33.6M. The largest seller was Weitzel Financial Services, cutting an estimated $710M.

  • 397 institutional investors held State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF (SPTM) as of Q3 2021, up from 390 in Q2 2021.
  • Funds reported $2.89B of State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF stock for Q3 2021, down 7.8% quarter-over-quarter.
  • 38 funds opened new State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF positions in Q3 2021 and 23 closed out, a net change of +15 holders.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF buyer in Q3 2021 was Wealth Enhancement Advisory Services, an estimated $33.6M added.
  • The largest State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF seller in Q3 2021 was Weitzel Financial Services, an estimated $710M sold.

Based on aggregated 13F filings for Q3 2021.