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SPPP

Sprott Physical Platinum and Palladium Trust

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$781K -$508K -34,378 -43%
HA
27
HC Advisors
Georgia
$763K +$83.5K +5,651 +14%
SWP
28
Stratos Wealth Partners
Ohio
$714K -$502K -33,994 -44%
Cerity Partners
29
Cerity Partners
New York
$677K
UBS Group
30
UBS Group
Switzerland
$561K -$733K -49,603 -60%
XT
31
XTX Topco
Cayman Islands
$520K +$298K +20,201 +189%
CS
32
Cannell & Spears
New York
$505K
TSS
33
Two Sigma Securities
New York
$464K +$173K +11,736 +74%
BCA
34
Bayshore Capital Advisors
Florida
$451K +$396K +26,800 New
JWCA
35
J.W. Cole Advisors
Florida
$446K +$391K +26,460 New
P
36
&Partners
Tennessee
$421K
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$402K +$39.3K +2,658 +13%
TAM
38
Tocqueville Asset Management
New York
$387K
MFA
39
Morling Financial Advisors
California
$320K
Wealth Enhancement Advisory Services
40
Wealth Enhancement Advisory Services
Minnesota
$312K +$81.9K +5,542 +53%
PFA
41
Pettinga Financial Advisors
Indiana
$264K -$57.2K -3,871 -20%
WAP
42
Wealthcare Advisory Partners
Pennsylvania
$255K +$14.6K +989 +7%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$246K -$2.51K -170 -1%
PRP
44
Peak Retirement Planning
Ohio
$235K +$206K +13,928 New
PFS
45
Prospera Financial Services
Texas
$168K +$148K +10,000 New
National Bank of Canada
46
National Bank of Canada
Quebec, Canada
$158K +$136K +9,232 +1,449%
SIS
47
Strategic Investment Solutions
Illinois
$140K +$123K +8,327 New
ICM
48
Islay Capital Management
Texas
$84.2K
SPIA
49
Steward Partners Investment Advisory
New York
$76.6K +$67.2K +4,550 New
HCM
50
Hollencrest Capital Management
California
$53K