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State Street SPDR Portfolio S&P 400 Mid Cap ETF

325 hedge funds and large institutions have $3.81B invested in State Street SPDR Portfolio S&P 400 Mid Cap ETF in 2021 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 159 increasing their positions, 99 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 99

4% more funds holding in top 10

Funds holding in top 10: 2526 (+1)

3% less capital invested

Capital invested by funds: $3.95B → $3.81B (-$134M)

1.06% less ownership

Funds ownership: 83.84%82.78% (-1.1%)

4% less funds holding

Funds holding: 338325 (-13)

21% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 29

Holders
325
Holders Change
-13
Holders Change %
-3.85%
% of All Funds
5.69%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.46%
New
23
Increased
159
Reduced
99
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
1
Creative Planning
Kansas
$1.77B +$161M +3,400,754 +10%
TA
2
Tiedemann Advisors
New York
$322M -$28.9M -611,362 -8%
VA
3
Valmark Advisers
Ohio
$311M +$2.66M +56,360 +0.8%
LPL Financial
4
LPL Financial
California
$286M -$46.4M -981,891 -14%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$42.6M -$30.5M -645,951 -41%
RPGK
6
Retirement Planning Group (Kansas)
Kansas
$41.9M +$3.39M +71,889 +9%
ACM
7
AlphaStar Capital Management
North Carolina
$36.9M +$15.1M +319,795 +72%
WFPG
8
Waller Financial Planning Group
Ohio
$35.7M +$884K +18,722 +2%
PAG
9
Private Advisor Group
New Jersey
$33.9M +$1.79M +37,952 +5%
Morgan Stanley
10
Morgan Stanley
New York
$33.4M +$2.34M +49,528 +7%
RA
11
RFG Advisory
Alabama
$32.4M +$3.01M +63,801 +10%
Wells Fargo
12
Wells Fargo
California
$29.3M -$2.18M -46,240 -7%
GLA
13
Good Life Advisors
Pennsylvania
$26.8M +$1.3M +27,631 +5%
FWM
14
Frontier Wealth Management
Missouri
$26.5M +$4.68M +99,104 +21%
Osaic Holdings
15
Osaic Holdings
Arizona
$24.1M -$9.38M -198,668 -28%
KOC
16
Koss-Olinger Consulting
Florida
$22.9M -$147K -3,115 -0.6%
AssetMark Inc
17
AssetMark Inc
California
$22.4M +$448K +9,495 +2%
MWPCG
18
Measured Wealth Private Client Group
New Hampshire
$21.6M -$7.98M -169,041 -27%
PWA
19
Peterson Wealth Advisors
Utah
$21.5M +$297K +6,288 +1%
Ameriprise
20
Ameriprise
Minnesota
$19.5M +$1.25M +26,497 +7%
ODFS
21
O'Donnell Financial Services
California
$17.2M +$17.6M +372,775 New
UBS Group
22
UBS Group
Switzerland
$14.4M +$1.26M +26,758 +9%
FFS
23
Founders Financial Securities
Maryland
$13.6M -$3.87K -82 -0%
HI
24
Horizon Investments
North Carolina
$13.6M -$83M -1,757,472 -86%
Bank of America
25
Bank of America
North Carolina
$13.1M +$619K +13,113 +5%

SPMD Hedge Fund Activity: Q3 2021 in Review

325 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) for Q3 2021, worth a combined $3.81B — down 3.4% from $3.95B a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of SPMD and 23 opened new positions — a net loss of 6 holders — while 99 trimmed existing stakes and 159 added.

The largest buyer was Creative Planning, adding an estimated $161M. The largest seller was Horizon Investments, cutting an estimated $83M.

  • 325 institutional investors held State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) as of Q3 2021, down from 338 in Q2 2021.
  • Funds reported $3.81B of State Street SPDR Portfolio S&P 400 Mid Cap ETF stock for Q3 2021, down 3.4% quarter-over-quarter.
  • 23 funds opened new State Street SPDR Portfolio S&P 400 Mid Cap ETF positions in Q3 2021 and 29 closed out, a net change of -6 holders.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF buyer in Q3 2021 was Creative Planning, an estimated $161M added.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF seller in Q3 2021 was Horizon Investments, an estimated $83M sold.

Based on aggregated 13F filings for Q3 2021.