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State Street SPDR Portfolio S&P 400 Mid Cap ETF

21 hedge funds and large institutions have $34.8M invested in State Street SPDR Portfolio S&P 400 Mid Cap ETF in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

0% more funds holding

Funds holding: 2121 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less capital invested

Capital invested by funds: $37.4M → $34.8M (-$2.61M)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
6
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ODCM
1
Old Dominion Capital Management
Virginia
$5.77M -$5.21M -193,227 -48%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.61M +$4.34M +160,653 +3,195%
CCT
3
Chemung Canal Trust
New York
$3.75M -$1.21M -45,000 -25%
Northern Trust
4
Northern Trust
Illinois
$3.5M
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$3.49M +$2.89M +107,028 +578%
U
6
UBS
Switzerland
$3.34M -$128K -4,761 -4%
LPL Financial
7
LPL Financial
California
$2.97M +$83.8K +3,105 +3%
Goldman Sachs
8
Goldman Sachs
New York
$1.6M +$1.55M +57,555 New
Deutsche Bank
9
Deutsche Bank
Germany
$1.34M -$81 -3 -0%
Wells Fargo
10
Wells Fargo
California
$1.08M -$2.83M -104,772 -73%
Morgan Stanley
11
Morgan Stanley
New York
$1.01M +$306K +11,322 +45%
VKH
12
Virtu KCG Holdings
New York
$667K +$647K +23,982 New
Bank of America
13
Bank of America
North Carolina
$634K -$11.7K -432 -2%
CS
14
Comerica Securities
Michigan
$292K +$283K +10,494 New
ACM
15
Advisors Capital Management
New Jersey
$273K +$3.72K +138 +1%
SBH
16
Segall Bryant & Hamill
Illinois
$246K -$56.7K -2,100 -19%
OIA
17
Optimum Investment Advisors
Illinois
$67K +$64.8K +2,400 New
TIM
18
Tortoise Investment Management
New York
$42K +$40.5K +1,500 New
HNB
19
Huntington National Bank
Ohio
$40K
Citigroup
20
Citigroup
New York
$28K +$11.5K +426 +75%
AIG
21
American International Group
New York
$25K
MFS
22
MSI Financial Services
Massachusetts
$13K -$9.55K -354 -43%
GA
23
Gateway Advisory
New Jersey
-$4.96M -195,564 Closed
US Bancorp
24
US Bancorp
Minnesota
-$45K -1,770 Closed
S
25
SignatureFD
Georgia
-$36K -1,425 Closed

SPMD Hedge Fund Activity: Q3 2013 in Review

21 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) for Q3 2013, worth a combined $34.8M — down 7% from $37.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SPMD positions and 4 closed out — a net gain of 1 holder — while 6 added to existing stakes and 8 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $4.34M. The largest seller was Old Dominion Capital Management, cutting an estimated $5.21M.

  • 21 institutional investors held State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $34.8M of State Street SPDR Portfolio S&P 400 Mid Cap ETF stock for Q3 2013, down 7% quarter-over-quarter.
  • 5 funds opened new State Street SPDR Portfolio S&P 400 Mid Cap ETF positions in Q3 2013 and 4 closed out, a net change of +1 holder.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF buyer in Q3 2013 was Royal Bank of Canada, an estimated $4.34M added.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF seller in Q3 2013 was Old Dominion Capital Management, an estimated $5.21M sold.

Based on aggregated 13F filings for Q3 2013.