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State Street SPDR Portfolio S&P 400 Mid Cap ETF

24 hedge funds and large institutions have $27.9M invested in State Street SPDR Portfolio S&P 400 Mid Cap ETF in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

8% less funds holding

Funds holding: 2624 (-2)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

53% less capital invested

Capital invested by funds: $60M → $27.9M (-$32.1M)

Holders
24
Holders Change
-2
Holders Change %
-7.69%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
8
Increased
6
Reduced
4
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ODCM
1
Old Dominion Capital Management
Virginia
$3.98M -$324K -11,568 -8%
Northern Trust
2
Northern Trust
Illinois
$3.54M
State Street
3
State Street
Massachusetts
$3.33M +$1.7M +60,852 +106%
CCT
4
Chemung Canal Trust
New York
$2.95M
RCG
5
Ruggie Capital Group
Florida
$2.85M +$2.84M +101,325 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$2.04M +$659K +23,535 +48%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.95M +$326K +11,655 +20%
Goldman Sachs
8
Goldman Sachs
New York
$1.71M +$138K +4,923 +9%
Deutsche Bank
9
Deutsche Bank
Germany
$1.36M
Wells Fargo
10
Wells Fargo
California
$943K -$1.68K -60 -0.2%
LPL Financial
11
LPL Financial
California
$673K -$14.4K -513 -2%
UBS Group
12
UBS Group
Switzerland
$616K +$614K +21,909 New
Bank of America
13
Bank of America
North Carolina
$590K +$1.01K +36 +0.2%
SMC
14
Smith, Moore & Co
Missouri
$566K
Morgan Stanley
15
Morgan Stanley
New York
$425K +$182K +6,507 +76%
FA
16
FCG Advisors
New Jersey
$232K +$231K +8,235 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$104K +$103K +3,693 New
AIG
18
American International Group
New York
$25.3K
Citigroup
19
Citigroup
New York
$18K -$2.52K -90 -12%
MFS
20
MSI Financial Services
Massachusetts
$13K
NPC
21
National Planning Corporation
California
$12.9K +$13.2K +471 New
RMAM
22
Raab & Moskowitz Asset Management
New Jersey
$8K +$8.4K +300 New
BRWA
23
B. Riley Wealth Advisors
Florida
$43 +$43.3K +1,545 New
VKH
24
Virtu KCG Holdings
New York
-$452K -16,416 Closed
TIM
25
Tortoise Investment Management
New York
-$74K -2,700 Closed

SPMD Hedge Fund Activity: Q4 2014 in Review

24 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) for Q4 2014, worth a combined $27.9M — down 53% from $60M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SPMD and 8 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 6 added.

The largest buyer was State Street, adding an estimated $1.7M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $452K sold.

  • 24 institutional investors held State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) as of Q4 2014, down from 26 in Q3 2014.
  • Funds reported $27.9M of State Street SPDR Portfolio S&P 400 Mid Cap ETF stock for Q4 2014, down 53% quarter-over-quarter.
  • 8 funds opened new State Street SPDR Portfolio S&P 400 Mid Cap ETF positions in Q4 2014 and 9 closed out, a net change of -1 holder.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF buyer in Q4 2014 was State Street, an estimated $1.7M added.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF seller in Q4 2014 was Virtu KCG Holdings, an estimated $452K sold.

Based on aggregated 13F filings for Q4 2014.