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State Street SPDR Portfolio S&P 400 Mid Cap ETF

309 hedge funds and large institutions have $3.7B invested in State Street SPDR Portfolio S&P 400 Mid Cap ETF in 2021 Q1 according to their latest regulatory filings, with 54 funds opening new positions, 123 increasing their positions, 99 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

170% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 20

35% more capital invested

Capital invested by funds: $2.73B → $3.7B (+$967M)

35% more funds holding in top 10

Funds holding in top 10: 1723 (+6)

24% more repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 99

11% more funds holding

Funds holding: 279309 (+30)

3.72% more ownership

Funds ownership: 80.31%84.03% (+3.7%)

Holders
309
Holders Change
+30
Holders Change %
+10.75%
% of All Funds
5.43%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.4%
New
54
Increased
123
Reduced
99
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
1
Creative Planning
Kansas
$1.49B +$158M +3,608,826 +13%
TA
2
Tiedemann Advisors
New York
$351M +$5.28M +120,375 +2%
VA
3
Valmark Advisers
Ohio
$311M -$16.5M -376,963 -5%
LPL Financial
4
LPL Financial
California
$271M +$76.8M +1,750,760 +42%
HI
5
Horizon Investments
North Carolina
$144M +$139M +3,156,299 New
PI
6
PFS Investments
Georgia
$84M +$80.5M +1,835,038 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$83.8M +$42.8M +974,555 +114%
Morgan Stanley
8
Morgan Stanley
New York
$39.6M +$4.35M +99,224 +13%
RPGK
9
Retirement Planning Group (Kansas)
Kansas
$35.6M -$1.04M -23,625 -3%
WFPG
10
Waller Financial Planning Group
Ohio
$34M -$259K -5,894 -0.8%
Osaic Holdings
11
Osaic Holdings
Arizona
$33.9M +$22.5M +513,099 +225%
Wells Fargo
12
Wells Fargo
California
$30.6M -$7.5M -170,951 -20%
MWPCG
13
Measured Wealth Private Client Group
New Hampshire
$29.4M -$350K -7,967 -1%
PAG
14
Private Advisor Group
New Jersey
$28.3M -$2.77M -63,091 -9%
GLA
15
Good Life Advisors
Pennsylvania
$24M -$166K -3,790 -0.7%
FWM
16
Frontier Wealth Management
Missouri
$23.3M +$203K +4,625 +0.9%
RA
17
RFG Advisory
Alabama
$23.2M +$8.96M +204,084 +67%
AssetMark Inc
18
AssetMark Inc
California
$22.2M -$1.68M -38,296 -7%
PWA
19
Peterson Wealth Advisors
Utah
$19.5M -$96K -2,188 -0.5%
ACM
20
AlphaStar Capital Management
North Carolina
$18.1M +$2.26M +51,451 +15%
Ameriprise
21
Ameriprise
Minnesota
$17.2M +$2.79M +63,587 +20%
MHS
22
M Holdings Securities
Oregon
$16.2M -$147K -3,352 -0.9%
BHB
23
Bank Hapoalim BM
Israel
$14.3M +$13.7M +313,000 New
KOC
24
Koss-Olinger Consulting
Florida
$13.2M +$12.7M +288,389 New
FFS
25
Founders Financial Securities
Maryland
$13.2M -$998K -22,741 -7%

SPMD Hedge Fund Activity: Q1 2021 in Review

309 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) for Q1 2021, worth a combined $3.7B — up 35% from $2.73B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new SPMD positions and 20 closed out — a net gain of 34 holders — while 123 added to existing stakes and 99 trimmed.

The largest buyer was Creative Planning, adding an estimated $158M. The largest seller was Valmark Advisers, cutting an estimated $16.5M.

  • 309 institutional investors held State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) as of Q1 2021, up from 279 in Q4 2020.
  • Funds reported $3.7B of State Street SPDR Portfolio S&P 400 Mid Cap ETF stock for Q1 2021, up 35% quarter-over-quarter.
  • 54 funds opened new State Street SPDR Portfolio S&P 400 Mid Cap ETF positions in Q1 2021 and 20 closed out, a net change of +34 holders.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF buyer in Q1 2021 was Creative Planning, an estimated $158M added.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF seller in Q1 2021 was Valmark Advisers, an estimated $16.5M sold.

Based on aggregated 13F filings for Q1 2021.