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State Street SPDR Portfolio S&P 400 Mid Cap ETF

20 hedge funds and large institutions have $31.9M invested in State Street SPDR Portfolio S&P 400 Mid Cap ETF in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 2120 (-1)

8% less capital invested

Capital invested by funds: $34.8M → $31.9M (-$2.87M)

29% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 7

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
5
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ODCM
1
Old Dominion Capital Management
Virginia
$5.4M -$322K -11,256 -5%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$4.84M +$1.43M +50,220 +40%
CCT
3
Chemung Canal Trust
New York
$4.13M +$428K +14,994 +11%
U
4
UBS
Switzerland
$3.91M +$631K +22,080 +18%
Northern Trust
5
Northern Trust
Illinois
$3.47M
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.67M -$1.96M -68,520 -41%
Goldman Sachs
7
Goldman Sachs
New York
$1.56M -$25.7K -900 -2%
LPL Financial
8
LPL Financial
California
$1.4M -$1.55M -54,267 -52%
Deutsche Bank
9
Deutsche Bank
Germany
$1.33M
Wells Fargo
10
Wells Fargo
California
$1.01M -$65.9K -2,307 -6%
Bank of America
11
Bank of America
North Carolina
$614K -$14.1K -492 -2%
SMC
12
Smith, Moore & Co
Missouri
$550K +$571K +19,989 New
Morgan Stanley
13
Morgan Stanley
New York
$549K -$468K -16,395 -45%
CS
14
Comerica Securities
Michigan
$289K +$257 +9 +0.1%
OIA
15
Optimum Investment Advisors
Illinois
$66K
TIM
16
Tortoise Investment Management
New York
$41K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$29K +$30K +1,050 New
Citigroup
18
Citigroup
New York
$27K
AIG
19
American International Group
New York
$24.8K
MFS
20
MSI Financial Services
Massachusetts
$13K +$343 +12 +3%
VKH
21
Virtu KCG Holdings
New York
-$667K -23,982 Closed
ACM
22
Advisors Capital Management
New Jersey
-$273K -9,831 Closed
SBH
23
Segall Bryant & Hamill
Illinois
-$246K -8,850 Closed

SPMD Hedge Fund Activity: Q4 2013 in Review

20 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) for Q4 2013, worth a combined $31.9M — down 8.3% from $34.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of SPMD and 2 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 5 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.43M. The largest seller was Royal Bank of Canada, cutting an estimated $1.96M.

  • 20 institutional investors held State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) as of Q4 2013, down from 21 in Q3 2013.
  • Funds reported $31.9M of State Street SPDR Portfolio S&P 400 Mid Cap ETF stock for Q4 2013, down 8.3% quarter-over-quarter.
  • 2 funds opened new State Street SPDR Portfolio S&P 400 Mid Cap ETF positions in Q4 2013 and 3 closed out, a net change of -1 holder.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF buyer in Q4 2013 was Susquehanna International Group, an estimated $1.43M added.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF seller in Q4 2013 was Royal Bank of Canada, an estimated $1.96M sold.

Based on aggregated 13F filings for Q4 2013.