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State Street SPDR Portfolio S&P 400 Mid Cap ETF

26 hedge funds and large institutions have $60M invested in State Street SPDR Portfolio S&P 400 Mid Cap ETF in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

167% more capital invested

Capital invested by funds: $22.4M → $60M (+$37.6M)

30% more funds holding

Funds holding: 2026 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

Holders
26
Holders Change
+6
Holders Change %
+30%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
4
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ODCM
1
Old Dominion Capital Management
Virginia
$42.2M -$152K -5,370 -3%
Northern Trust
2
Northern Trust
Illinois
$3.47M
CCT
3
Chemung Canal Trust
New York
$2.89M -$1.28M -45,000 -30%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.58M +$77.9K +2,748 +5%
State Street
5
State Street
Massachusetts
$1.58M +$1.63M +57,411 New
Goldman Sachs
6
Goldman Sachs
New York
$1.53M +$8.51K +300 +0.5%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.35M +$764K +26,928 +122%
Deutsche Bank
8
Deutsche Bank
Germany
$1.33M
Wells Fargo
9
Wells Fargo
California
$925K +$170 +6 +0%
LPL Financial
10
LPL Financial
California
$660K -$247K -8,721 -26%
Bank of America
11
Bank of America
North Carolina
$576K -$9.19K -324 -2%
SMC
12
Smith, Moore & Co
Missouri
$554K
U
13
UBS
Switzerland
$535K -$175K -6,153 -24%
VKH
14
Virtu KCG Holdings
New York
$452K +$466K +16,416 New
Morgan Stanley
15
Morgan Stanley
New York
$236K -$10.2K -360 -4%
TIM
16
Tortoise Investment Management
New York
$74K
Barclays
17
Barclays
United Kingdom
$39K +$40.2K +1,419 New
AIG
18
American International Group
New York
$24.8K
Citigroup
19
Citigroup
New York
$20K -$7.66K -270 -27%
MFS
20
MSI Financial Services
Massachusetts
$12K -$3.4K -120 -21%
NFG
21
Next Financial Group
Texas
$12K +$12.8K +450 New
Ameriprise
22
Ameriprise
Minnesota
$9K
TRCT
23
Tower Research Capital (TRC)
New York
$8K +$8.42K +297 New
PAG
24
Private Advisor Group
New Jersey
$6K +$5.96K +210 New
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$2K +$2.55K +90 New

SPMD Hedge Fund Activity: Q3 2014 in Review

26 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) for Q3 2014, worth a combined $60M — up 167% from $22.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SPMD positions and 2 closed out — a net gain of 6 holders — while 4 added to existing stakes and 8 trimmed.

The largest buyer was State Street, opening a new position worth an estimated $1.63M. The largest seller was Chemung Canal Trust, cutting an estimated $1.28M.

  • 26 institutional investors held State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) as of Q3 2014, up from 20 in Q2 2014.
  • Funds reported $60M of State Street SPDR Portfolio S&P 400 Mid Cap ETF stock for Q3 2014, up 167% quarter-over-quarter.
  • 8 funds opened new State Street SPDR Portfolio S&P 400 Mid Cap ETF positions in Q3 2014 and 2 closed out, a net change of +6 holders.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF buyer in Q3 2014 was State Street, an estimated $1.63M added.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF seller in Q3 2014 was Chemung Canal Trust, an estimated $1.28M sold.

Based on aggregated 13F filings for Q3 2014.