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State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD

325 hedge funds and large institutions have $3.81B invested in State Street SPDR Portfolio S&P 400 Mid Cap ETF in 2021 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 159 increasing their positions, 99 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 99

4% more funds holding in top 10

Funds holding in top 10: 25 → 26 (+1)

3% less capital invested

Capital invested by funds: $3.95B → $3.81B (-$134M)

1.06% less ownership

Funds ownership: 83.84% → 82.78% (-1.1%)

4% less funds holding

Funds holding: 338 → 325 (-13)

21% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 29

Holders
325
Holders Change
-13
Holders Change %
-3.85%
% of All Funds
5.69%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.46%
New
23
Increased
159
Reduced
99
Closed
29
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$161M
2
ACM
AlphaStar Capital Management
North Carolina
+$15.1M
3
WANY
Wealthspire Advisors (New York)
New York
+$11.3M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$6.57M
5
BHB
Bank Hapoalim BM
Israel
+$6.51M

Top Sellers

1
HI
Horizon Investments
North Carolina
-$83M
2
PI
PFS Investments
Georgia
-$49.2M
3
LPL Financial
LPL Financial
California
-$46.4M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$30.5M
5
TA
Tiedemann Advisors
New York
-$28.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
151
Advisors Capital Management
New Jersey
$910K +$931K +19,717 New
DSC
152
Duncker Streett & Co
Missouri
$889K +$47 +1 +0%
SAM
153
S.A. Mason
Michigan
$878K +$82.4K +1,745 +10%
W
154
Wealthquest
Ohio
$878K +$379K +8,021 +73%
SIAP
155
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$877K -$9.44K -200 -1%
GWAG
156
Garrett Wealth Advisory Group
Texas
$861K +$441K +9,346 +100%
HIIFS
157
Harel Insurance Investments & Financial Services
Israel
$831K -$774K -16,385 -48%
SMA
158
Sage Mountain Advisors
Georgia
$794K +$812K +17,194 New
Citadel Advisors
159
Citadel Advisors
Florida
$779K +$515K +10,915 +183%
WJWM
160
Williams Jones Wealth Management
New York
$772K – – –
GRP
161
Global Retirement Partners
California
$754K -$27.9K -591 -3%
Renaissance Technologies
162
Renaissance Technologies
New York
$743K -$1.03M -21,900 -58%
Millennium Management
163
Millennium Management
New York
$717K +$733K +15,533 New
LFAS
164
Level Four Advisory Services
Texas
$712K +$41.5K +878 +6%
Royal Bank of Canada
165
Royal Bank of Canada
Ontario, Canada
$703K -$6.45M -136,631 -90%
SMC
166
Smith, Moore & Co
Missouri
$692K – – –
APP
167
Avantax Planning Partners
Iowa
$690K +$1.51K +32 +0.2%
Thrivent Financial for Lutherans
168
Thrivent Financial for Lutherans
Minnesota
$688K – – –
FFW
169
Fusion Family Wealth
New York
$687K – – –
FTUS
170
Flow Traders U.S.
New York
$676K -$1.54M -32,609 -69%
T
171
TRUADVICE
Florida
$667K -$95.6K -2,025 -13%
TFCP
172
Twin Focus Capital Partners
Massachusetts
$665K – – –
CCP
173
Corient Capital Partners
California
$655K -$4.2K -89 -0.6%
RWM
174
Reston Wealth Management
Virginia
$650K -$342K -7,250 -34%
CW
175
CreativeOne Wealth
Kansas
$637K -$34K -721 -5%
5 6
7
8 9

SPMD Hedge Fund Activity: Q3 2021 in Review

325 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) for Q3 2021, worth a combined $3.81B — down 3.4% from $3.95B a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of SPMD and 23 opened new positions — a net loss of 6 holders — while 99 trimmed existing stakes and 159 added.

The largest buyer was Creative Planning, adding an estimated $161M. The largest seller was Horizon Investments, cutting an estimated $83M.

  • 325 institutional investors held State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) as of Q3 2021, down from 338 in Q2 2021.
  • Funds reported $3.81B of State Street SPDR Portfolio S&P 400 Mid Cap ETF stock for Q3 2021, down 3.4% quarter-over-quarter.
  • 23 funds opened new State Street SPDR Portfolio S&P 400 Mid Cap ETF positions in Q3 2021 and 29 closed out, a net change of -6 holders.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF buyer in Q3 2021 was Creative Planning, an estimated $161M added.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF seller in Q3 2021 was Horizon Investments, an estimated $83M sold.

Based on aggregated 13F filings for Q3 2021.