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State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD

325 hedge funds and large institutions have $3.81B invested in State Street SPDR Portfolio S&P 400 Mid Cap ETF in 2021 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 159 increasing their positions, 99 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 159 | Existing positions reduced: 99

4% more funds holding in top 10

Funds holding in top 10: 25 → 26 (+1)

3% less capital invested

Capital invested by funds: $3.95B → $3.81B (-$134M)

1.06% less ownership

Funds ownership: 83.84% → 82.78% (-1.1%)

4% less funds holding

Funds holding: 338 → 325 (-13)

21% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 29

Holders
325
Holders Change
-13
Holders Change %
-3.85%
% of All Funds
5.69%
Holding in Top 10
26
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4%
% of All Funds
0.46%
New
23
Increased
159
Reduced
99
Closed
29
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$161M
2
ACM
AlphaStar Capital Management
North Carolina
+$15.1M
3
WANY
Wealthspire Advisors (New York)
New York
+$11.3M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$6.57M
5
BHB
Bank Hapoalim BM
Israel
+$6.51M

Top Sellers

1
HI
Horizon Investments
North Carolina
-$83M
2
PI
PFS Investments
Georgia
-$49.2M
3
LPL Financial
LPL Financial
California
-$46.4M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$30.5M
5
TA
Tiedemann Advisors
New York
-$28.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
WIM
326
Westside Investment Management
California
$38 +$13.4K +283 +52%
PI
327
PFS Investments
Georgia
– -$49.2M -1,037,905 Closed
SFS
328
Sowell Financial Services
Arkansas
– -$3.88M -82,177 Closed
TFA
329
Tranquilli Financial Advisor
New Jersey
– -$2.76M -58,547 Closed
WAM
330
WealthTrust Asset Management
Florida
– -$2.36M -49,989 Closed
GI
331
Glovista Investments
New Jersey
– -$1.32M -27,900 Closed
MOS
332
MGO One Seven
Ohio
– -$745K -15,784 Closed
CCM
333
Coldstream Capital Management
Washington
– -$533K -11,297 Closed
LA
334
Latitude Advisors
Florida
– -$448K -9,488 Closed
FNBOO
335
First National Bank of Omaha
Nebraska
– -$361K -7,895 Closed
LCM
336
LVM Capital Management
Michigan
– -$277K -5,875 Closed
Cetera Investment Advisers
337
Cetera Investment Advisers
Illinois
– -$248K -5,245 Closed
Mercer Global Advisors
338
Mercer Global Advisors
Colorado
– -$244K -5,166 Closed
JWCA
339
J.W. Cole Advisors
Florida
– -$207K -4,389 Closed
PPA
340
Parametric Portfolio Associates
Washington
– -$204K -4,313 Closed
NGA
341
Naples Global Advisors
Florida
– -$203K -4,300 Closed
SB
342
Strategic Blueprint
Georgia
– -$203K -4,293 Closed
CAM
343
Cresset Asset Management
Illinois
– -$200K -4,244 Closed
OCM
344
One Capital Management
California
– -$200K -4,243 Closed
WP
345
WealthShield Partners
North Carolina
– -$116K -2,467 Closed
JAWM
346
J. Arnold Wealth Management
Ohio
– -$65K -1,376 Closed
SCA
347
Stonebridge Capital Advisors
Minnesota
– -$34K -751 Closed
Citigroup
348
Citigroup
New York
– -$16K -330 Closed
Qube Research & Technologies (QRT)
349
Qube Research & Technologies (QRT)
United Kingdom
– -$13K -278 Closed
SL
350
Savior LLC
Massachusetts
– -$10K -215 Closed
11 12 13
14
15

SPMD Hedge Fund Activity: Q3 2021 in Review

325 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) for Q3 2021, worth a combined $3.81B — down 3.4% from $3.95B a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of SPMD and 23 opened new positions — a net loss of 6 holders — while 99 trimmed existing stakes and 159 added.

The largest buyer was Creative Planning, adding an estimated $161M. The largest seller was Horizon Investments, cutting an estimated $83M.

  • 325 institutional investors held State Street SPDR Portfolio S&P 400 Mid Cap ETF (SPMD) as of Q3 2021, down from 338 in Q2 2021.
  • Funds reported $3.81B of State Street SPDR Portfolio S&P 400 Mid Cap ETF stock for Q3 2021, down 3.4% quarter-over-quarter.
  • 23 funds opened new State Street SPDR Portfolio S&P 400 Mid Cap ETF positions in Q3 2021 and 29 closed out, a net change of -6 holders.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF buyer in Q3 2021 was Creative Planning, an estimated $161M added.
  • The largest State Street SPDR Portfolio S&P 400 Mid Cap ETF seller in Q3 2021 was Horizon Investments, an estimated $83M sold.

Based on aggregated 13F filings for Q3 2021.