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Invesco S&P 500 High Beta ETF
SPHB

64 hedge funds and large institutions have $391M invested in Invesco S&P 500 High Beta ETF in 2016 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 24 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

733% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 3

243% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 7

97% more capital invested

Capital invested by funds: $199M → $391M (+$193M)

49% more funds holding

Funds holding: 43 → 64 (+21)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

17.21% less ownership

Funds ownership: 85.77% → 68.56% (-17%)

Holders
64
Holders Change
+21
Holders Change %
+48.84%
% of All Funds
1.6%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
25
Increased
24
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$23.1M
2
Morgan Stanley
Morgan Stanley
New York
+$22.1M
3
Bank of America
Bank of America
North Carolina
+$20.3M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$16.5M
5
RJA
Raymond James & Associates
Florida
+$15.4M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$5.69M
2
HCM
Hollencrest Capital Management
California
-$4.66M
3
LPL Financial
LPL Financial
California
-$1.38M
4
Jane Street
Jane Street
New York
-$1.25M
5
SI
Sprott Inc
Ontario, Canada
-$319K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIP
26
Ahrens Investment Partners
Louisiana
$1.89M +$1.79M +51,545 New
Creative Planning
27
Creative Planning
Kansas
$1.77M +$1.68M +48,374 New
FAAS
28
First Allied Advisory Services
California
$1.66M +$312K +8,981 +25%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$1.64M +$1.27M +36,613 +450%
FA
30
FDx Advisors
Illinois
$1.57M +$1.02M +29,321 +215%
CCT
31
Country Club Trust
Missouri
$1.35M -$54.8K -1,575 -4%
SC
32
Scotia Capital
Ontario, Canada
$892K +$318K +9,143 +60%
HCA
33
Heck Capital Advisors
Wisconsin
$812K +$772K +22,200 New
BFEC
34
Benjamin F. Edwards & Company
Missouri
$751K – – –
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$611K +$308K +8,853 +113%
OIA
36
Optimum Investment Advisors
Illinois
$533K +$507K +14,568 New
CWM
37
Cornerstone Wealth Management
Missouri
$523K +$96.2K +2,765 +24%
AFP
38
Ausdal Financial Partners
Iowa
$436K +$414K +11,908 New
AIM
39
Advantage Investment Management
Iowa
$401K +$12.7K +364 +3%
VKH
40
Virtu KCG Holdings
New York
$400K +$381K +10,945 New
US Bancorp
41
US Bancorp
Minnesota
$319K +$95.2K +2,736 +46%
Koshinski Asset Management
42
Koshinski Asset Management
Illinois
$306K – – –
FAT
43
First American Trust
California
$287K -$7.41K -213 -3%
BW
44
Bison Wealth
Georgia
$279K +$265K +7,628 New
BRWA
45
B. Riley Wealth Advisors
Florida
$276K +$262K +7,527 New
CIAS
46
Capital Investment Advisory Services
North Carolina
$222K +$211K +6,071 New
CAAS
47
Capital Asset Advisory Services
Michigan
$205K +$195K +5,603 New
SG Americas Securities
48
SG Americas Securities
New York
$107K +$101K +2,918 New
SEIA
49
Signature Estate & Investment Advisors
California
$105K +$99.9K +2,871 New
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$72K +$68.2K +1,960 New
1
2
3

SPHB Hedge Fund Activity: Q4 2016 in Review

64 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q4 2016, worth a combined $391M — up 97% from $199M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SPHB positions and 3 closed out — a net gain of 22 holders — while 24 added to existing stakes and 7 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $23.1M. The largest seller was Goldman Sachs, exiting entirely with an estimated $5.69M sold.

  • 64 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q4 2016, up from 43 in Q3 2016.
  • Funds reported $391M of Invesco S&P 500 High Beta ETF stock for Q4 2016, up 97% quarter-over-quarter.
  • 25 funds opened new Invesco S&P 500 High Beta ETF positions in Q4 2016 and 3 closed out, a net change of +22 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q4 2016 was Envestnet Asset Management, an estimated $23.1M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q4 2016 was Goldman Sachs, an estimated $5.69M sold.

Based on aggregated 13F filings for Q4 2016.