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Invesco S&P 500 High Beta ETF
SPHB

36 hedge funds and large institutions have $143M invested in Invesco S&P 500 High Beta ETF in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 6 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

5% less funds holding

Funds holding: 38 → 36 (-2)

8.71% less ownership

Funds ownership: 68.67% → 59.96% (-8.7%)

30% less capital invested

Capital invested by funds: $204M → $143M (-$61.1M)

60% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 15

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
36
Holders Change
-2
Holders Change %
-5.26%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
6
Reduced
15
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CAN
Cetera Advisor Networks
California
+$3.38M
2
Citadel Advisors
Citadel Advisors
Florida
+$2.19M
3
MAA
Managed Account Advisors
New Jersey
+$1.63M
4
LPT
Legacy Private Trust
Wisconsin
+$1.1M
5
SC
Scotia Capital
Ontario, Canada
+$550K

Top Sellers

Rank Fund Capital Flow
1
CCMG
Clark Capital Management Group
Pennsylvania
-$16.8M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
-$16.6M
3
RIG
RiverFront Investment Group
Virginia
-$11.8M
4
BTS
BB&T Securities
Virginia
-$5.41M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.95M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
26
American International Group
New York
$127K -$9.76K -292 -7%
JWA
27
JFS Wealth Advisors
Pennsylvania
$50K -$2.11K -63 -4%
MCM
28
Manchester Capital Management
Vermont
$41K +$40.1K +1,200 New
WA
29
Waverly Advisors
Alabama
$40K – – –
NPC
30
National Planning Corporation
California
$32.9K +$33.4K +1,000 New
Creative Planning
31
Creative Planning
Kansas
$22K – – –
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$6K -$2.28M -68,265 -100%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$1K – – –
BWA
34
Burt Wealth Advisors
Maryland
$1K +$167 +5 New
BRWA
35
B. Riley Wealth Advisors
Florida
$189 +$185K +5,538 New
CCMG
36
Clark Capital Management Group
Pennsylvania
– -$16.8M -505,472 Closed
FIM
37
Freedom Investment Management
Connecticut
– -$1.9M -57,362 Closed
PI
38
Placemark Investments
Illinois
– -$1.66M -50,139 Closed
VF
39
Virtu Financial
New York
– -$1.39M -41,887 Closed
FF
40
Friedenthal Financial
New Jersey
– -$1.26M -38,041 Closed
TRCT
41
Tower Research Capital (TRC)
New York
– -$1.1M -33,170 Closed
Jane Street
42
Jane Street
New York
– -$705K -21,244 Closed
ACM
43
Argentus Capital Management
Texas
– -$561K -16,924 Closed
BTS
44
BB&T Securities
Virginia
– -$5.41M -16,301 Closed
US Bancorp
45
US Bancorp
Minnesota
– -$94K -2,836 Closed
Ameriprise
46
Ameriprise
Minnesota
– -$20K -597 Closed
Parallax Volatility Advisers
47
Parallax Volatility Advisers
California
– +$33 +1 New
1
2

SPHB Hedge Fund Activity: Q4 2014 in Review

36 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q4 2014, worth a combined $143M — down 30% from $204M a quarter earlier.

Fund positioning in SPHB was balanced in Q4 2014: 11 funds opened new positions, 11 closed out, 6 added to existing stakes and 15 trimmed.

The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $3.38M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $16.8M sold.

  • 36 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q4 2014, down from 38 in Q3 2014.
  • Funds reported $143M of Invesco S&P 500 High Beta ETF stock for Q4 2014, down 30% quarter-over-quarter.
  • 11 funds opened new Invesco S&P 500 High Beta ETF positions in Q4 2014 and 11 closed out, a net change of 0 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q4 2014 was Cetera Advisor Networks, an estimated $3.38M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q4 2014 was Clark Capital Management Group, an estimated $16.8M sold.

Based on aggregated 13F filings for Q4 2014.