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Invesco S&P 500 High Beta ETF
SPHB

38 hedge funds and large institutions have $204M invested in Invesco S&P 500 High Beta ETF in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

12% more funds holding

Funds holding: 34 → 38 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1% less capital invested

Capital invested by funds: $207M → $204M (-$2.9M)

5.77% less ownership

Funds ownership: 74.44% → 68.67% (-5.8%)

Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
15
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$18.3M
2
U
UBS
Switzerland
+$16.1M
3
MAA
Managed Account Advisors
New Jersey
+$4.12M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$4.07M
5
Citigroup
Citigroup
New York
+$3.32M

Top Sellers

Rank Fund Capital Flow
1
CCMG
Clark Capital Management Group
Pennsylvania
-$23.3M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
-$22.5M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.73M
4
RIG
RiverFront Investment Group
Virginia
-$4.21M
5
LPT
Legacy Private Trust
Wisconsin
-$1.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
Jane Street
26
Jane Street
New York
$705K +$710K +21,244 New
ACM
27
Argentus Capital Management
Texas
$561K +$566K +16,924 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$407K +$33 +1 +0%
B
29
Baird
Wisconsin
$275K -$37.1K -1,110 -12%
KFS
30
KMS Financial Services
Washington
$266K -$108K -3,239 -29%
OC
31
Oppenheimer & Co
New York
$223K +$224K +6,710 New
AIG
32
American International Group
New York
$133K -$52.1K -1,558 -28%
US Bancorp
33
US Bancorp
Minnesota
$94K +$94.8K +2,836 New
JWA
34
JFS Wealth Advisors
Pennsylvania
$51K – – –
WA
35
Waverly Advisors
Alabama
$39K +$17K +508 +77%
Creative Planning
36
Creative Planning
Kansas
$21K – – –
Ameriprise
37
Ameriprise
Minnesota
$20K +$9.16K +274 +85%
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$1K – – –
LPT
39
Legacy Private Trust
Wisconsin
– -$1.06M -31,726 Closed
BRWA
40
B. Riley Wealth Advisors
Florida
– -$8.95K -269 Closed
NES
41
New England Securities
New York
– -$6K -182 Closed
1
2

SPHB Hedge Fund Activity: Q3 2014 in Review

38 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q3 2014, worth a combined $204M — down 1.4% from $207M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPHB positions and 3 closed out — a net gain of 4 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Bank of America, adding an estimated $18.3M. The largest seller was Clark Capital Management Group, cutting an estimated $23.3M.

  • 38 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q3 2014, up from 34 in Q2 2014.
  • Funds reported $204M of Invesco S&P 500 High Beta ETF stock for Q3 2014, down 1.4% quarter-over-quarter.
  • 7 funds opened new Invesco S&P 500 High Beta ETF positions in Q3 2014 and 3 closed out, a net change of +4 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q3 2014 was Bank of America, an estimated $18.3M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q3 2014 was Clark Capital Management Group, an estimated $23.3M sold.

Based on aggregated 13F filings for Q3 2014.