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Invesco S&P 500 High Beta ETF
SPHB

36 hedge funds and large institutions have $226M invested in Invesco S&P 500 High Beta ETF in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 36 → 36 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

9.32% less ownership

Funds ownership: 85.87% → 76.55% (-9.3%)

58% less capital invested

Capital invested by funds: $539M → $226M (-$313M)

Holders
36
Holders Change
–
Holders Change %
0%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
13
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CCMG
Clark Capital Management Group
Pennsylvania
+$22.4M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$17.4M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$13.1M
4
SG Americas Securities
SG Americas Securities
New York
+$9.89M
5
TRCT
Tower Research Capital (TRC)
New York
+$4.12M

Top Sellers

Rank Fund Capital Flow
1
RIG
RiverFront Investment Group
Virginia
-$261M
2
RJA
Raymond James & Associates
Florida
-$16.2M
3
Bank of America
Bank of America
North Carolina
-$10.1M
4
BTS
BB&T Securities
Virginia
-$8.19M
5
AFS
Aft Forsyth & Sober
Florida
-$6.84M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
26
Citigroup
New York
$560K +$327K +10,734 +148%
OC
27
Oppenheimer & Co
New York
$408K +$177K +5,819 +80%
ACM
28
Argentus Capital Management
Texas
$324K +$318K +10,418 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$320K +$50.9K +1,669 +19%
B
30
Baird
Wisconsin
$292K – – –
JWA
31
JFS Wealth Advisors
Pennsylvania
$288K -$6.47K -212 -2%
Two Sigma Investments
32
Two Sigma Investments
New York
$227K +$223K +7,307 New
KFS
33
KMS Financial Services
Washington
$200K +$196K +6,440 New
Ameriprise
34
Ameriprise
Minnesota
$10K -$96.3K -3,157 -91%
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$8K – – –
AFS
36
Aft Forsyth & Sober
Florida
– -$6.84M -223,500 Closed
AI
37
Atria Investments
North Carolina
– -$916K -29,937 Closed
HI
38
Hudock Inc
Pennsylvania
– -$35K -1,145 Closed
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
– -$28K -900 Closed
EU
40
Emory University
Georgia
– -$3K -100 Closed
GI
41
Gradient Investments
Minnesota
– -$3K -87 Closed
1
2

SPHB Hedge Fund Activity: Q1 2014 in Review

36 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 High Beta ETF (SPHB) for Q1 2014, worth a combined $226M — down 58% from $539M a quarter earlier.

Fund positioning in SPHB was balanced in Q1 2014: 6 funds opened new positions, 6 closed out, 13 added to existing stakes and 14 trimmed.

The largest buyer was Clark Capital Management Group, opening a new position worth an estimated $22.4M. The largest seller was RiverFront Investment Group, cutting an estimated $261M.

  • 36 institutional investors held Invesco S&P 500 High Beta ETF (SPHB) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $226M of Invesco S&P 500 High Beta ETF stock for Q1 2014, down 58% quarter-over-quarter.
  • 6 funds opened new Invesco S&P 500 High Beta ETF positions in Q1 2014 and 6 closed out, a net change of 0 holders.
  • The largest Invesco S&P 500 High Beta ETF buyer in Q1 2014 was Clark Capital Management Group, an estimated $22.4M added.
  • The largest Invesco S&P 500 High Beta ETF seller in Q1 2014 was RiverFront Investment Group, an estimated $261M sold.

Based on aggregated 13F filings for Q1 2014.