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iShares Semiconductor ETF

228 hedge funds and large institutions have $1.69B invested in iShares Semiconductor ETF in 2019 Q4 according to their latest regulatory filings, with 66 funds opening new positions, 62 increasing their positions, 63 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

247% more first-time investments, than exits

New positions opened: 66 | Existing positions closed: 19

100% more funds holding in top 10

Funds holding in top 10: 510 (+5)

24% more funds holding

Funds holding: 184228 (+44)

14% more capital invested

Capital invested by funds: $1.49B → $1.69B (+$202M)

2% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 63

16% less call options, than puts

Call options by funds: $114M | Put options by funds: $135M

43.55% less ownership

Funds ownership: 255.43%211.88% (-44%)

Holders
228
Holders Change
+44
Holders Change %
+23.91%
% of All Funds
4.49%
Holding in Top 10
10
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+100%
% of All Funds
0.2%
New
66
Increased
62
Reduced
63
Closed
19
Calls
$114M
Puts
$135M
Net Calls
-$21.7M
Net Calls Change
+$41.9M
Name Holding Trade Value Shares
Change
Change in
Stake
SFI
26
SPC Financial Inc
Maryland
$15M +$1.4M +18,180 +11%
DY
27
Dowling & Yahnke
California
$14.4M -$215K -2,793 -2%
AWM
28
Affinity Wealth Management
Delaware
$13.9M +$12.7M +165,582 New
LFA
29
Legend Financial Advisors
Pennsylvania
$13.4M -$327K -4,257 -3%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$13M -$190K -2,475 -2%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$11.6M +$3.48M +45,285 +49%
Mirae Asset Global Investments
32
Mirae Asset Global Investments
South Korea
$9.92M -$1.71M -22,200 -16%
VFA
33
Voya Financial Advisors
Connecticut
$9.49M +$1.9M +24,717 +28%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$9.18M +$1.84M +23,982 +19%
Citadel Advisors
35
Citadel Advisors
Florida
$9.02M +$2.84M +36,927 +52%
3F
36
360 Financial
Minnesota
$7.96M +$7.15M +93,018 New
OC
37
Oppenheimer & Co
New York
$7.53M -$3.48M -45,213 -33%
BCI
38
Brinker Capital Investments
Pennsylvania
$6.4M
Stifel Financial
39
Stifel Financial
Missouri
$6.36M +$528K +6,867 +10%
ASN
40
Advisory Services Network
Georgia
$6.32M +$5.74M +74,697 +9,503%
Ameriprise
41
Ameriprise
Minnesota
$5.79M +$1.92M +24,948 +57%
TFA
42
Toth Financial Advisory
Virginia
$5.71M -$142K -1,848 -3%
KCM
43
Karp Capital Management
California
$5.25M +$36.9K +480 +0.8%
RJA
44
Raymond James & Associates
Florida
$4.82M +$637K +8,289 +17%
MWM
45
MinichMacGregor Wealth Management
New York
$4.3M +$255K +3,318 +7%
MML Investors Services
46
MML Investors Services
Massachusetts
$4.24M +$248K +3,225 +7%
CI
47
Cavalier Investments
Georgia
$4.15M +$3.81M +49,575 New
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$4.12M +$892K +11,607 +31%
CG
49
Cutler Group
California
$3.77M -$3.59M -46,671 -51%
ACP
50
Aveo Capital Partners
Colorado
$3.37M -$356K -4,626 -10%

SOXX Hedge Fund Activity: Q4 2019 in Review

228 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in iShares Semiconductor ETF (SOXX) for Q4 2019, worth a combined $1.69B — up 14% from $1.49B a quarter earlier.

Buyers outnumbered sellers: 66 funds opened new SOXX positions and 19 closed out — a net gain of 47 holders — while 62 added to existing stakes and 63 trimmed.

The largest buyer was Credit Suisse, adding an estimated $53.5M. The largest seller was Citigroup, cutting an estimated $64.7M.

  • 228 institutional investors held iShares Semiconductor ETF (SOXX) as of Q4 2019, up from 184 in Q3 2019.
  • Funds reported $1.69B of iShares Semiconductor ETF stock for Q4 2019, up 14% quarter-over-quarter.
  • 66 funds opened new iShares Semiconductor ETF positions in Q4 2019 and 19 closed out, a net change of +47 holders.
  • The largest iShares Semiconductor ETF buyer in Q4 2019 was Credit Suisse, an estimated $53.5M added.
  • The largest iShares Semiconductor ETF seller in Q4 2019 was Citigroup, an estimated $64.7M sold.

Based on aggregated 13F filings for Q4 2019.