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iShares Semiconductor ETF
SOXX

Overview Fund Activity

41 hedge funds and large institutions have $160M invested in iShares Semiconductor ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-3
Holders Change %
-6.82%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
21
Reduced
8
Closed
7
Calls
$1.07M
Puts
$706K
Net Calls
+$360K
Net Calls Change
-$4.93M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$36.7M
2
BFA
2
Beaumont Financial Advisors
Massachusetts
$9.11M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.25M
4
CS
4
Credit Suisse
Switzerland
$5.67M
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$5.98M

Top Sellers

1
Citigroup
1
Citigroup
New York
$6.67M
2
HI
2
Horizon Investments
North Carolina
$0
3
CCMG
3
Clark Capital Management Group
Pennsylvania
$0
4
Rafferty Asset Management
4
Rafferty Asset Management
New York
$0
5
SNC
5
Stifel Nicolaus & Co
Missouri
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$534K +$534K +24,036 New
GLRA
27
Gerald L. Ray & Associates
Texas
$406K – – –
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$381K – – –
WSA
29
Wall Street Associates
California
$360K – – –
TH
30
Timber Hill
Connecticut
$302K +$302K +13,572 New
Deutsche Bank
31
Deutsche Bank
Germany
$273K -$67 -3 -0%
TFA
32
Transamerica Financial Advisors
Florida
$203K -$802 -36 -0.4%
TRCT
33
Tower Research Capital (TRC)
New York
$141K +$13K +582 +10%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$112K +$103K +4,608 +1,097%
WA
35
WFG Advisors
Texas
$57K – – –
ICM
36
Ionic Capital Management
New York
$54K -$1M -45,003 -95%
MFS
37
MSI Financial Services
Massachusetts
$21K – – –
AIG
38
American International Group
New York
$13.6K -$45.7K -2,055 -77%
Ameriprise
39
Ameriprise
Minnesota
$8K -$4K -183 -33%
HNB
40
Huntington National Bank
Ohio
$7K – – –
NES
41
New England Securities
New York
$5K – – –
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$1K +$1K +48 New
HI
43
Horizon Investments
North Carolina
– -$12.5M -590,910 Closed
CCMG
44
Clark Capital Management Group
Pennsylvania
– -$10.2M -483,261 Closed
Rafferty Asset Management
45
Rafferty Asset Management
New York
– -$4.4M -207,600 Closed
SNC
46
Stifel Nicolaus & Co
Missouri
– -$3.52M -166,197 Closed
GC
47
Guggenheim Capital
Illinois
– -$873K -41,235 Closed
JPMorgan Chase & Co
48
JPMorgan Chase & Co
New York
– -$271K -12,831 Closed
PFO
49
Pathstone Family Office
New Jersey
– -$61K -2,865 Closed
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