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FT Vest US Small Cap Moderate Buffer ETF November
SNOV

51 hedge funds and large institutions have $71.5M invested in FT Vest US Small Cap Moderate Buffer ETF November in 2025 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more capital invested

Capital invested by funds: $57.1M → $71.5M (+$14.5M)

1.53% more ownership

Funds ownership: 53.1% → 54.63% (+1.5%)

9% less funds holding

Funds holding: 56 → 51 (-5)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

Holders
51
Holders Change
-5
Holders Change %
-8.93%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
10
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$9.83M
2
UWP
Uniting Wealth Partners
Kansas
+$6.58M
3
MW
Maia Wealth
Colorado
+$3.2M
4
PAS
Park Avenue Securities
New York
+$1.93M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$801K

Top Sellers

Rank Fund Capital Flow
1
FHC
First Heartland Consultants
Missouri
-$5.01M
2
GRP
Global Retirement Partners
California
-$2.12M
3
LPL Financial
LPL Financial
California
-$1.99M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.16M
5
GIM
Guild Investment Management
California
-$763K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$393K +$381K +15,909 New
CFD
27
Creative Financial Designs
Indiana
$343K – – –
OWA
28
Octavia Wealth Advisors
Ohio
$335K – – –
KPWS
29
Kestra Private Wealth Services
Texas
$333K – – –
SWA
30
SOA Wealth Advisors
New York
$321K – – –
DI
31
Diligent Investors
California
$304K – – –
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$289K – – –
NS
33
NBC Securities
Alabama
$273K – – –
KWM
34
Kingsview Wealth Management
Oregon
$270K – – –
PA
35
PFG Advisors
Arizona
$240K +$233K +9,726 New
NA
36
NewEdge Advisors
Louisiana
$240K – – –
HI
37
Harbour Investments
Wisconsin
$187K – – –
PP
38
PFS Partners
New Jersey
$130K – – –
CIAS
39
Capital Investment Advisory Services
North Carolina
$117K +$113K +4,735 New
CAL
40
Capital Analysts LLC
Pennsylvania
$94K +$50.5K +2,111 +124%
DFA
41
DHJJ Financial Advisors
Illinois
$93K -$1.79K -75 -2%
NWMP
42
Noble Wealth Management PBC
Colorado
$78.3K +$75.8K +3,168 New
Wealth Enhancement Advisory Services
43
Wealth Enhancement Advisory Services
Minnesota
$57.9K -$341K -14,250 -86%
TWM
44
Topsail Wealth Management
North Carolina
$24.7K – – –
UBS Group
45
UBS Group
Switzerland
$17.9K -$100K -4,189 -85%
AWM
46
AE Wealth Management
Kansas
$17.5K – – –
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$17K +$16.5K +689 New
SS
48
Sunbelt Securities
Texas
$13.6K -$15K -627 -53%
SPIA
49
Steward Partners Investment Advisory
New York
$12.4K – – –
PS
50
Principal Securities
Iowa
$10.1K – – –
1
2
3

SNOV Hedge Fund Activity: Q3 2025 in Review

51 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF November (SNOV) for Q3 2025, worth a combined $71.5M — up 25% from $57.1M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SNOV and 9 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 10 added.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $9.83M. The largest seller was First Heartland Consultants, exiting entirely with an estimated $5.01M sold.

  • 51 institutional investors held FT Vest US Small Cap Moderate Buffer ETF November (SNOV) as of Q3 2025, down from 56 in Q2 2025.
  • Funds reported $71.5M of FT Vest US Small Cap Moderate Buffer ETF November stock for Q3 2025, up 25% quarter-over-quarter.
  • 9 funds opened new FT Vest US Small Cap Moderate Buffer ETF November positions in Q3 2025 and 11 closed out, a net change of -2 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF November buyer in Q3 2025 was Envestnet Asset Management, an estimated $9.83M added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF November seller in Q3 2025 was First Heartland Consultants, an estimated $5.01M sold.

Based on aggregated 13F filings for Q3 2025.