Principal Securities’s FT Vest US Small Cap Moderate Buffer ETF November SNOV Stock Holding History

Principal Securities’s Portfolio SNOV Stock Details SNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-409	Closed	-$10.1K	–	3204
2025 Q3	$10.1K	Hold	409	–	–	﹤0.01%	2713
2025 Q2	$9.45K	Hold	409	–	–	﹤0.01%	2636
2025 Q1	$9.45K	Hold	409	–	–	﹤0.01%	2548
2024 Q4	$9.45K	Hold	409	–	–	﹤0.01%	2543
2024 Q3	$9.36K	Hold	409	–	–	﹤0.01%	2466
2024 Q2	$8.94K	Sell	409 -136	-25%	-$2.94K	﹤0.01%	2449
2024 Q1	$11.9K	Hold	545	–	–	﹤0.01%	2249
2023 Q4	$11.5K	Buy	+545	New	+$11.2K	﹤0.01%	2171

Other funds holding SNOV

Maia Wealth Denver, Colorado $591M AUM 16.31% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Principal Securities's SNOV Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Small Cap Moderate Buffer ETF November (SNOV) in Q4 2025, closing a stake of 409 shares — an estimated $10.1K sold.

Principal Securities first reported a position in SNOV in Q4 2023 and held it in 8 quarters. The position peaked at $11.9K in Q1 2024. 59 funds tracked by Wall St. Rank hold SNOV as of Q4 2025.

Principal Securities reported no remaining FT Vest US Small Cap Moderate Buffer ETF November position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 409 FT Vest US Small Cap Moderate Buffer ETF November shares in Q4 2025, an estimated $10.1K.
Principal Securities first reported a position in FT Vest US Small Cap Moderate Buffer ETF November in Q4 2023 and held it in 8 quarters.
Principal Securities's FT Vest US Small Cap Moderate Buffer ETF November position peaked at $11.9K in Q1 2024.
59 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF November as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.