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State Street SPDR US Small Cap Low Volatility Index ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$25.1M -$4.5M -48,653 -15%
UCFA
2
United Capital Financial Advisors
Texas
$12.3M +$803K +8,685 +7%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$11.2M +$262K +2,831 +2%
LPL Financial
4
LPL Financial
California
$6.97M +$2.44M +26,405 +54%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$4.37M +$2.52M +27,277 +139%
CCFM
6
Clear Creek Financial Management
Washington
$4.23M +$4.21M +45,472 New
UBS Group
7
UBS Group
Switzerland
$3.98M +$688K +7,441 +21%
Morgan Stanley
8
Morgan Stanley
New York
$2.75M +$63.9K +691 +2%
MML Investors Services
9
MML Investors Services
Massachusetts
$2.49M +$65.5K +708 +3%
SPC
10
Sigma Planning Corp
Michigan
$2.31M -$269K -2,910 -11%
RFA
11
Reilly Financial Advisors
California
$2.16M +$58.6K +633 +3%
Axa
12
Axa
France
$1.75M +$133K +1,440 +8%
CAL
13
Capital Analysts LLC
Pennsylvania
$1.67M +$28.2K +305 +2%
PFG
14
Pacific Financial Group
Washington
$1.53M +$21.2K +229 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.45M +$164K +1,771 +13%
Bank of America
16
Bank of America
North Carolina
$887K -$633K -6,837 -42%
PSF
17
Pacific Sun Financial
California
$845K +$841K +9,087 New
TFS
18
Thoroughbred Financial Services
Tennessee
$795K +$697K +7,533 New
RMA
19
Roffman Miller Associates
Pennsylvania
$755K -$60.3K -652 -7%
Goldman Sachs
20
Goldman Sachs
New York
$723K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$644K +$33K +357 +5%
RJA
22
Raymond James & Associates
Florida
$610K +$196K +2,118 +48%
AP
23
Appleton Partners
Massachusetts
$546K -$213K -2,304 -28%
FHA
24
Flagship Harbor Advisors
Massachusetts
$522K +$30.5K +330 +6%
CA
25
Cetera Advisors
Colorado
$512K +$93 +1 +0%