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State Street SPDR US Small Cap Low Volatility Index ETF
SMLV

Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$22M -$1.63M -17,756 -7%
UBS Group
2
UBS Group
Switzerland
$11.6M -$35K -382 -0.3%
UCFA
3
United Capital Financial Advisors
Texas
$10.1M +$128K +1,399 +1%
Bank of America
4
Bank of America
North Carolina
$7.62M -$5.12M -55,861 -40%
AP
5
Appleton Partners
Massachusetts
$5.12M +$722K +7,867 +17%
LPL Financial
6
LPL Financial
California
$4.83M -$86.6K -944 -2%
Morgan Stanley
7
Morgan Stanley
New York
$4.37M +$52.2K +569 +1%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$3.36M +$3.34M +36,399 New
Goldman Sachs
9
Goldman Sachs
New York
$2.75M +$2.73M +29,767 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.07M -$5.78K -63 -0.3%
SPC
11
Sigma Planning Corp
Michigan
$1.91M +$16.8K +183 +0.9%
Stifel Financial
12
Stifel Financial
Missouri
$1.42M -$46.5K -507 -3%
RFA
13
Reilly Financial Advisors
California
$1.32M +$124K +1,350 +10%
MML Investors Services
14
MML Investors Services
Massachusetts
$1.23M +$1.22M +13,333 New
SG Americas Securities
15
SG Americas Securities
New York
$1.21M -$295K -3,219 -20%
CAL
16
Capital Analysts LLC
Pennsylvania
$1.12M +$129K +1,403 +13%
Axa
17
Axa
France
$930K – – –
FCAG
18
First Capital Advisors Group
New Jersey
$799K +$273K +2,978 +52%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$754K +$272K +2,961 +57%
ICM
20
IMS Capital Management
Oregon
$566K +$30.3K +330 +6%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$468K +$34.9K +381 +8%
RJA
22
Raymond James & Associates
Florida
$421K -$228K -2,482 -35%
CA
23
Cetera Advisors
Colorado
$404K +$85K +927 +27%
CC
24
Courier Capital
New York
$340K +$28.5K +311 +9%
FHC
25
First Heartland Consultants
Missouri
$330K +$1.56K +17 +0.5%
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