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State Street SPDR US Small Cap Low Volatility Index ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$16.9M -$5.75M -62,472 -26%
UBS Group
2
UBS Group
Switzerland
$11.9M -$135K -1,468 -1%
UCFA
3
United Capital Financial Advisors
Texas
$9.91M -$556K -6,044 -6%
Bank of America
4
Bank of America
North Carolina
$7.71M -$198K -2,156 -3%
AP
5
Appleton Partners
Massachusetts
$5.53M +$201K +2,185 +4%
LPL Financial
6
LPL Financial
California
$4.97M -$38.4K -417 -0.8%
Morgan Stanley
7
Morgan Stanley
New York
$2.93M -$1.54M -16,727 -35%
Goldman Sachs
8
Goldman Sachs
New York
$2.89M +$35.6K +387 +1%
SPC
9
Sigma Planning Corp
Michigan
$1.98M -$1.93K -21 -0.1%
FCAG
10
First Capital Advisors Group
New Jersey
$1.48M +$623K +6,777 +78%
RFA
11
Reilly Financial Advisors
California
$1.42M +$51.8K +563 +4%
MML Investors Services
12
MML Investors Services
Massachusetts
$1.34M +$65.2K +709 +5%
CAL
13
Capital Analysts LLC
Pennsylvania
$1.33M +$170K +1,845 +15%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.11M -$2.28M -24,786 -68%
Stifel Financial
15
Stifel Financial
Missouri
$1.11M -$350K -3,799 -25%
Axa
16
Axa
France
$981K +$14.7K +160 +2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$646K -$131K -1,424 -17%
SG Americas Securities
18
SG Americas Securities
New York
$598K -$629K -6,836 -52%
ICM
19
IMS Capital Management
Oregon
$508K -$76.4K -830 -14%
Jane Street
20
Jane Street
New York
$497K +$477K +5,187 New
RJA
21
Raymond James & Associates
Florida
$483K +$44K +478 +10%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$466K -$19K -206 -4%
CA
23
Cetera Advisors
Colorado
$448K +$27.6K +300 +7%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$392K -$1.69M -18,337 -82%
CC
25
Courier Capital
New York
$372K +$18.4K +200 +5%