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SMF

SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF

Delisted

SMF was delisted on the 14th of November, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$22M +$6M +176,423 +37%
AAM
2
Advisors Asset Management
Colorado
$16M -$1.06M -31,301 -6%
Invesco
3
Invesco
Georgia
$5.09M +$2.3M +67,700 +80%
Stifel Financial
4
Stifel Financial
Missouri
$1.43M -$4.63K -136 -0.3%
Wells Fargo
5
Wells Fargo
California
$1.31M +$173K +5,097 +15%
U
6
UBS
Switzerland
$1.03M +$465K +13,662 +80%
DC
7
Davenport & Co
Virginia
$955K +$72.3K +2,125 +8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$820K -$65.8K -1,933 -7%
RJA
9
Raymond James & Associates
Florida
$639K +$146K +4,278 +29%
Morgan Stanley
10
Morgan Stanley
New York
$500K -$151K -4,435 -23%
TC
11
TFS Capital
Pennsylvania
$453K +$21.7K +638 +5%
B
12
Baird
Wisconsin
$345K +$92.7K +2,725 +36%
AW
13
ACG Wealth
Georgia
$265K
WS
14
Wedbush Securities
California
$247K +$1.7K +50 +0.7%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$217K +$2.82K +83 +1%
BRWM
16
B. Riley Wealth Management
Tennessee
$208K
WAM
17
Wolverine Asset Management
Illinois
$131K +$123K +3,620 +1,199%
Ameriprise
18
Ameriprise
Minnesota
$75K +$76.5K +2,250 New
Bank of America
19
Bank of America
North Carolina
$57K +$748 +22 +1%
Citigroup
20
Citigroup
New York
$13K +$8K +235 +159%
GSC
21
Ground Swell Capital
South Carolina
$4K +$1.8K +53 +71%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
-$14K -400 Closed