UBS’s SALIENT MLP & ENERGY INFRASTRUCTURE FD SMF Stock Holding History

UBS’s Portfolio SMF Stock Details SMF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.03M	Buy	30,833 +13,662	+80%	+$465K	﹤0.01%	3553
2014 Q2	$581K	Buy	17,171 +12,668	+281%	+$396K	﹤0.01%	4076
2014 Q1	$134K	Sell	4,503 -207	-4%	-$5.94K	﹤0.01%	5658
2013 Q4	$133K	Buy	4,710 +4,221	+863%	+$112K	﹤0.01%	5746
2013 Q3	$13K	Sell	489 -1,620	-77%	-$45.4K	﹤0.01%	8609
2013 Q2	$60K	Buy	+2,109	New	+$60.8K	﹤0.01%	6521

Other funds holding SMF

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

UBS's SMF Position: Q3 2014 in Review

UBS increased its SALIENT MLP & ENERGY INFRASTRUCTURE FD (SMF) stake by 80% in Q3 2014, buying an estimated $465K and bringing the position to 30,833 shares worth $1.03M. The position accounts for ﹤0.01% of the portfolio, ranked #3553.

UBS first reported a position in SMF in Q2 2013 and has held it in 6 quarters since. 21 funds tracked by Wall St. Rank hold SMF as of Q3 2014.

UBS held 30,833 shares of SALIENT MLP & ENERGY INFRASTRUCTURE FD worth $1.03M as of Q3 2014.
UBS bought 13,662 SALIENT MLP & ENERGY INFRASTRUCTURE FD shares in Q3 2014, an estimated $465K.
SALIENT MLP & ENERGY INFRASTRUCTURE FD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3553 holding.
UBS first reported a position in SALIENT MLP & ENERGY INFRASTRUCTURE FD in Q2 2013 and has held it in 6 quarters since.
21 funds tracked by Wall St. Rank held SALIENT MLP & ENERGY INFRASTRUCTURE FD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.