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SMF

SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF

Delisted

SMF was delisted on the 14th of November, 2014.

14 hedge funds and large institutions have $23.1M invested in SALIENT MLP & ENERGY INFRASTRUCTURE FD in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 3

7% less funds holding

Funds holding: 1514 (-1)

10% less capital invested

Capital invested by funds: $25.7M → $23.1M (-$2.63M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
14
Holders Change
-1
Holders Change %
-6.67%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
3
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$10.5M -$430K -15,358 -4%
GC
2
Guggenheim Capital
Illinois
$8.42M +$950K +33,925 +12%
SNC
3
Stifel Nicolaus & Co
Missouri
$1.02M +$214K +7,630 +24%
Wells Fargo
4
Wells Fargo
California
$977K +$61.2K +2,185 +6%
DC
5
Davenport & Co
Virginia
$554K +$46.9K +1,675 +9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$511K +$36.2K +1,294 +7%
JP Morgan Chase
7
JP Morgan Chase
New York
$375K +$401K +14,335 New
RJA
8
Raymond James & Associates
Florida
$323K +$63K +2,250 +22%
B
9
Baird
Wisconsin
$303K -$40.6K -1,450 -11%
Bank of America
10
Bank of America
North Carolina
$55K +$39.4K +1,408 +203%
US Bancorp
11
US Bancorp
Minnesota
$52K +$56K +2,000 New
U
12
UBS
Switzerland
$13K -$45.4K -1,620 -77%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$13K +$14K +500 New
TRCT
14
Tower Research Capital (TRC)
New York
$5K +$5.6K +200 New
AW
15
ACG Wealth
Georgia
-$1.52M -52,949 Closed
LPL Financial
16
LPL Financial
California
-$218K -7,600 Closed
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
-$29K -1,000 Closed
Citigroup
18
Citigroup
New York
-$4K -129 Closed
MFS
19
MSI Financial Services
Massachusetts
-$3K -100 Closed

SMF Hedge Fund Activity: Q3 2013 in Review

14 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in SALIENT MLP & ENERGY INFRASTRUCTURE FD (SMF) for Q3 2013, worth a combined $23.1M — down 10% from $25.7M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SMF and 4 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 7 added.

The largest buyer was Guggenheim Capital, adding an estimated $950K. The largest seller was ACG Wealth, exiting entirely with an estimated $1.52M sold.

  • 14 institutional investors held SALIENT MLP & ENERGY INFRASTRUCTURE FD (SMF) as of Q3 2013, down from 15 in Q2 2013.
  • Funds reported $23.1M of SALIENT MLP & ENERGY INFRASTRUCTURE FD stock for Q3 2013, down 10% quarter-over-quarter.
  • 4 funds opened new SALIENT MLP & ENERGY INFRASTRUCTURE FD positions in Q3 2013 and 5 closed out, a net change of -1 holder.
  • The largest SALIENT MLP & ENERGY INFRASTRUCTURE FD buyer in Q3 2013 was Guggenheim Capital, an estimated $950K added.
  • The largest SALIENT MLP & ENERGY INFRASTRUCTURE FD seller in Q3 2013 was ACG Wealth, an estimated $1.52M sold.

Based on aggregated 13F filings for Q3 2013.