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SMF

SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF

Delisted

SMF was delisted on the 14th of November, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Guggenheim Capital
1
Guggenheim Capital
Illinois
– -$22M -657,029 Closed
Advisors Asset Management
2
Advisors Asset Management
Colorado
– -$16M -479,123 Closed
Invesco
3
Invesco
Georgia
– -$5.09M -152,033 Closed
Stifel Financial
4
Stifel Financial
Missouri
– -$1.43M -42,675 Closed
Wells Fargo
5
Wells Fargo
California
– -$1.31M -39,088 Closed
Davenport & Co
6
Davenport & Co
Virginia
– -$955K -28,535 Closed
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
– -$820K -24,498 Closed
Raymond James & Associates
8
Raymond James & Associates
Florida
– -$639K -19,103 Closed
Morgan Stanley
9
Morgan Stanley
New York
– -$500K -14,956 Closed
TC
10
TFS Capital
Pennsylvania
– -$453K -13,534 Closed
Baird
11
Baird
Wisconsin
– -$345K -10,302 Closed
ACG Wealth
12
ACG Wealth
Georgia
– -$265K -7,916 Closed
Wedbush Securities
13
Wedbush Securities
California
– -$247K -7,393 Closed
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
– -$217K -6,487 Closed
B. Riley Wealth Management
15
B. Riley Wealth Management
Tennessee
– -$208K -6,230 Closed
Wolverine Asset Management
16
Wolverine Asset Management
Illinois
– -$131K -3,922 Closed
Ameriprise
17
Ameriprise
Minnesota
– -$75K -2,250 Closed
Bank of America
18
Bank of America
North Carolina
– -$57K -1,708 Closed
Citigroup
19
Citigroup
New York
– -$13K -383 Closed