|
1
|
Advisors Asset Management
Monument,
Colorado
|
$10.5M
|
-$430K
|
-15,358
|
-4%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$8.42M
|
+$950K
|
+33,925
|
+12%
|
|
|
3
|
Stifel Nicolaus & Co
St Louis,
Missouri
|
$1.02M
|
+$214K
|
+7,630
|
+24%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$977K
|
+$61.2K
|
+2,185
|
+6%
|
|
|
5
|
Davenport & Co
Richmond,
Virginia
|
$554K
|
+$46.9K
|
+1,675
|
+9%
|
|
|
6
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$511K
|
+$36.2K
|
+1,294
|
+7%
|
|
|
7
|
|
$375K
|
+$401K
|
+14,335
|
New
|
|
|
8
|
Raymond James & Associates
St Petersburg,
Florida
|
$323K
|
+$63K
|
+2,250
|
+22%
|
|
|
9
|
Baird
Milwaukee,
Wisconsin
|
$303K
|
-$40.6K
|
-1,450
|
-11%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$55K
|
+$39.4K
|
+1,408
|
+203%
|
|
|
11
|
US Bancorp
Minneapolis,
Minnesota
|
$52K
|
+$56K
|
+2,000
|
New
|
|
|
12
|
|
$13K
|
-$45.4K
|
-1,620
|
-77%
|
|
|
13
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$13K
|
+$14K
|
+500
|
New
|
|
|
14
|
Tower Research Capital (TRC)
New York
|
$5K
|
+$5.6K
|
+200
|
New
|
|
|
15
|
ACG Wealth
Atlanta,
Georgia
|
–
|
-$1.52M
|
-52,949
|
Closed
|
|
|
16
|
LPL Financial
San Diego,
California
|
–
|
-$218K
|
-7,600
|
Closed
|
|
|
17
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$29K
|
-1,000
|
Closed
|
|
|
18
|
|
–
|
-$4K
|
-129
|
Closed
|
|
|
19
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$3K
|
-100
|
Closed
|
|
