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SMF

SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF

Delisted

SMF was delisted on the 14th of November, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$17.3M +$3.02M +96,776 +23%
GC
2
Guggenheim Capital
Illinois
$16.3M +$3.48M +111,425 +30%
Invesco
3
Invesco
Georgia
$2.85M +$1.51M +48,378 +135%
Stifel Financial
4
Stifel Financial
Missouri
$1.45M -$200K -6,416 -13%
Wells Fargo
5
Wells Fargo
California
$1.15M -$131K -4,196 -11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$894K +$22.4K +716 +3%
DC
7
Davenport & Co
Virginia
$893K -$15.2K -485 -2%
Morgan Stanley
8
Morgan Stanley
New York
$655K +$319K +10,194 +111%
U
9
UBS
Switzerland
$581K +$396K +12,668 +281%
RJA
10
Raymond James & Associates
Florida
$501K
TC
11
TFS Capital
Pennsylvania
$436K +$403K +12,896 New
AW
12
ACG Wealth
Georgia
$268K
B
13
Baird
Wisconsin
$256K -$87.5K -2,800 -27%
WS
14
Wedbush Securities
California
$248K +$229K +7,343 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$217K +$200K +6,404 New
BRWM
16
B. Riley Wealth Management
Tennessee
$210K
Bank of America
17
Bank of America
North Carolina
$57K +$1.59K +51 +3%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$14K +$12.5K +400 New
WAM
19
Wolverine Asset Management
Illinois
$10K +$9.44K +302 New
Citigroup
20
Citigroup
New York
$5K -$8.62K -276 -65%
GSC
21
Ground Swell Capital
South Carolina
$3K +$2.34K +75 New
JP Morgan Chase
22
JP Morgan Chase
New York
-$543K -18,243 Closed
US Bancorp
23
US Bancorp
Minnesota
-$59K -2,000 Closed
Ameriprise
24
Ameriprise
Minnesota
-$37K -1,260 Closed