B. Riley Wealth Management’s SALIENT MLP & ENERGY INFRASTRUCTURE FD SMF Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q4
Sell
-6,230
Closed -$208K 1171
2014
Q3
$208K Hold
6,230
0.15% 183
2014
Q2
$210K Hold
6,230
0.14% 206
2014
Q1
$185K Buy
+6,230
New +$185K 0.14% 212