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VanEck Short Muni ETF
SMB

73 hedge funds and large institutions have $97.2M invested in VanEck Short Muni ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 16

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

3% more funds holding

Funds holding: 71 → 73 (+2)

1.53% more ownership

Funds ownership: 45.83% → 47.36% (+1.5%)

4% more capital invested

Capital invested by funds: $93.7M → $97.2M (+$3.48M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
73
Holders Change
+2
Holders Change %
+2.82%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
30
Reduced
16
Closed
11
Calls
$13K
Puts
–
Net Calls
+$13K
Net Calls Change
+$13K

Top Buyers

Rank Fund Capital Flow
1
RWA
Redhawk Wealth Advisors
Minnesota
+$3.48M
2
SFS
Sowell Financial Services
Arkansas
+$1.2M
3
RJA
Raymond James & Associates
Florida
+$990K
4
VC
Vicus Capital
Pennsylvania
+$766K
5
B
Bailard
California
+$617K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$3.55M
2
Citadel Advisors
Citadel Advisors
Florida
-$954K
3
AP
Advisors Preferred
Maryland
-$657K
4
WP
WealthSource Partners
California
-$387K
5
MFG
MidWestOne Financial Group
Iowa
-$255K
Name Holding Trade Value Shares
Change 		Change in
Stake
CPO
26
Cerity Partners OCIO
New York
$1.1M +$134K +7,524 +14%
VC
27
Vicus Capital
Pennsylvania
$1.05M +$766K +43,139 +267%
HighTower Advisors
28
HighTower Advisors
Illinois
$975K -$138K -7,769 -12%
MML Investors Services
29
MML Investors Services
Massachusetts
$850K +$247K +13,908 +41%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$816K +$105K +5,935 +15%
UR
31
USCA RIA
Texas
$785K +$72.2K +4,066 +10%
AA
32
Ancora Advisors
Ohio
$704K -$53.3K -3,000 -7%
DC
33
Davenport & Co
Virginia
$691K +$161K +9,050 +30%
KIM
34
Karpus Investment Management
New York
$661K – – –
B
35
Bailard
California
$619K +$617K +34,770 New
CCG
36
Chatham Capital Group
Georgia
$569K +$178K +10,000 +45%
AFC
37
AFT Forsyth & Company
Florida
$542K – – –
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$509K +$90.7K +5,108 +22%
FFN
39
Focus Financial Network
Minnesota
$475K -$23.6K -1,328 -5%
HCM
40
Howard Capital Management
Georgia
$427K +$425K +23,919 New
MAP
41
Milestone Advisory Partners
North Carolina
$425K – – –
WCM
42
WealthBridge Capital Management
Ohio
$385K +$55.6K +3,130 +17%
CC
43
Cypress Capital
Tennessee
$334K -$3.6K -203 -1%
GIA
44
Gladstone Institutional Advisory
Florida
$293K -$74.8K -4,211 -20%
DC
45
DeDora Capital
California
$290K – – –
RA
46
RFG Advisory
Alabama
$267K +$35.5K +2,000 +15%
AAS
47
Avantax Advisory Services
Texas
$258K +$257K +14,485 New
APP
48
Avantax Planning Partners
Iowa
$256K +$255K +14,373 New
WP
49
WealthShield Partners
North Carolina
$250K – – –
PWP
50
Personal Wealth Partners
Minnesota
$250K +$250K +14,060 New
1
2
3 4

SMB Hedge Fund Activity: Q4 2019 in Review

73 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q4 2019, worth a combined $97.2M — up 3.7% from $93.7M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SMB positions and 11 closed out — a net gain of 3 holders — while 30 added to existing stakes and 16 trimmed.

The largest buyer was Redhawk Wealth Advisors, opening a new position worth an estimated $3.48M. The largest seller was Jane Street, exiting entirely with an estimated $3.55M sold.

  • 73 institutional investors held VanEck Short Muni ETF (SMB) as of Q4 2019, up from 71 in Q3 2019.
  • Funds reported $97.2M of VanEck Short Muni ETF stock for Q4 2019, up 3.7% quarter-over-quarter.
  • 14 funds opened new VanEck Short Muni ETF positions in Q4 2019 and 11 closed out, a net change of +3 holders.
  • The largest VanEck Short Muni ETF buyer in Q4 2019 was Redhawk Wealth Advisors, an estimated $3.48M added.
  • The largest VanEck Short Muni ETF seller in Q4 2019 was Jane Street, an estimated $3.55M sold.

Based on aggregated 13F filings for Q4 2019.