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SM Energy

304 hedge funds and large institutions have $3.45B invested in SM Energy in 2016 Q4 according to their latest regulatory filings, with 71 funds opening new positions, 129 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 31

95% more repeat investments, than reductions

Existing positions increased: 129 | Existing positions reduced: 66

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

14% more funds holding

Funds holding: 266304 (+38)

2.01% more ownership

Funds ownership: 100.02%102.02% (+2%)

3% more capital invested

Capital invested by funds: $3.35B → $3.45B (+$105M)

39% less call options, than puts

Call options by funds: $59.2M | Put options by funds: $97.9M

Holders
304
Holders Change
+38
Holders Change %
+14.29%
% of All Funds
7.6%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.17%
New
71
Increased
129
Reduced
66
Closed
31
Calls
$59.2M
Puts
$97.9M
Net Calls
-$38.7M
Net Calls Change
+$1.49M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
26
SIR Capital Management
New York
$33.6M -$3.14M -87,001 -8%
UBS AM
27
UBS AM
Illinois
$33M +$1.16M +32,053 +3%
FCM
28
Frontier Capital Management
Massachusetts
$27.3M +$8.7M +240,879 +44%
Deutsche Bank
29
Deutsche Bank
Germany
$27M +$6.1M +168,853 +28%
Bank of America
30
Bank of America
North Carolina
$26M +$10.7M +297,338 +65%
Geode Capital Management
31
Geode Capital Management
Massachusetts
$24M +$4.24M +117,403 +20%
DIA
32
Denver Investment Advisors
Colorado
$23.9M +$24.7M +682,534 +6,538%
Citadel Advisors
33
Citadel Advisors
Florida
$22.4M +$7.66M +212,021 +48%
Prudential Financial
34
Prudential Financial
New Jersey
$22.4M -$17.9M -495,705 -43%
New York State Common Retirement Fund
35
New York State Common Retirement Fund
New York
$19.6M +$7.07M +195,720 +52%
FPA
36
First Pacific Advisors
California
$19.6M -$2.78M -76,986 -12%
D.E. Shaw & Co
37
D.E. Shaw & Co
New York
$17.9M -$12.5M -345,871 -40%
SGAM
38
Smith Group Asset Management
Texas
$17.7M -$1.22M -33,723 -6%
Invesco
39
Invesco
Georgia
$16.7M +$11.5M +316,979 +191%
DE
40
DFT Energy
New York
$15.5M +$16.3M +450,000 New
NIM
41
NXG Investment Management
Texas
$15.4M +$16.1M +446,658 New
Wells Fargo
42
Wells Fargo
California
$14.7M +$5.4M +149,548 +54%
BA
43
BlackRock Advisors
Delaware
$14.3M +$3.71M +102,714 +33%
BIM
44
BlackRock Investment Management
Delaware
$13.5M +$3.11M +86,104 +28%
PCM
45
Palisade Capital Management
New Jersey
$13.2M -$817K -22,617 -6%
Principal Financial Group
46
Principal Financial Group
Iowa
$13.2M +$1.63M +45,221 +13%
TCIM
47
TIAA CREF Investment Management
New York
$12.8M +$1.44M +39,784 +12%
AR
48
Advisory Research
Illinois
$12.6M -$17.1M -472,584 -56%
JP Morgan Chase
49
JP Morgan Chase
New York
$12.6M -$1.93M -53,509 -13%
Janus Henderson Group
50
Janus Henderson Group
United Kingdom
$12.6M +$2.16M +59,667 +20%

SM Hedge Fund Activity: Q4 2016 in Review

304 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in SM Energy (SM) for Q4 2016, worth a combined $3.45B — up 3.1% from $3.35B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SM positions and 31 closed out — a net gain of 40 holders — while 129 added to existing stakes and 66 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $83.8M. The largest seller was First Trust Advisors, cutting an estimated $34.7M.

  • 304 institutional investors held SM Energy (SM) as of Q4 2016, up from 266 in Q3 2016.
  • Funds reported $3.45B of SM Energy stock for Q4 2016, up 3.1% quarter-over-quarter.
  • 71 funds opened new SM Energy positions in Q4 2016 and 31 closed out, a net change of +40 holders.
  • The largest SM Energy buyer in Q4 2016 was T. Rowe Price Associates, an estimated $83.8M added.
  • The largest SM Energy seller in Q4 2016 was First Trust Advisors, an estimated $34.7M sold.

Based on aggregated 13F filings for Q4 2016.