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VanEck Short High Yield Muni ETF

28 hedge funds and large institutions have $60.2M invested in VanEck Short High Yield Muni ETF in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

6% more capital invested

Capital invested by funds: $56.6M → $60.2M (+$3.54M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.45% less ownership

Funds ownership: 47.36%44.91% (-2.5%)

10% less funds holding

Funds holding: 3128 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
28
Holders Change
-3
Holders Change %
-9.68%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
10
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$24.9M +$4.88M +192,372 +24%
UBS Group
2
UBS Group
Switzerland
$8.15M +$752K +29,652 +10%
TIM
3
Tortoise Investment Management
New York
$7.91M +$375K +14,800 +5%
Bank of America
4
Bank of America
North Carolina
$3.76M +$377K +14,874 +11%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$3.72M +$532K +20,997 +17%
NEIRG
6
New England Investment & Retirement Group
Massachusetts
$2.4M +$294K +11,598 +14%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.8M -$337K -13,278 -16%
Morgan Stanley
8
Morgan Stanley
New York
$1.74M -$112K -4,411 -6%
DIA
9
Dean Investment Associates
Ohio
$722K
Jane Street
10
Jane Street
New York
$660K -$534K -21,041 -45%
LPL Financial
11
LPL Financial
California
$624K +$1.83K +72 +0.3%
RJA
12
Raymond James & Associates
Florida
$518K -$15.5K -610 -3%
OAM
13
Occidental Asset Management
California
$501K
BRWA
14
B. Riley Wealth Advisors
Florida
$413K +$14.3K +562 +4%
TNBTD
15
Trustmark National Bank Trust Department
Mississippi
$339K
DWM
16
Darwin Wealth Management
Florida
$298K +$299K +11,800 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$255K -$735 -29 -0.3%
Citadel Advisors
18
Citadel Advisors
Florida
$254K -$186K -7,342 -42%
MG
19
Mather Group
Illinois
$252K
AP
20
Advisors Preferred
Maryland
$243K +$892K +35,180 +58%
WP
21
WealthSource Partners
California
$239K +$240K +9,465 New
IA
22
IFP Advisors
Florida
$203K +$1.17K +46 +0.6%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$148K -$334K -13,163 -69%
AG
24
Advisor Group
Arizona
$95K
Citigroup
25
Citigroup
New York
$17K

SHYD Hedge Fund Activity: Q3 2016 in Review

28 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in VanEck Short High Yield Muni ETF (SHYD) for Q3 2016, worth a combined $60.2M — up 6.2% from $56.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SHYD and 2 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 10 added.

The largest buyer was Wells Fargo, adding an estimated $4.88M. The largest seller was Jane Street, cutting an estimated $534K.

  • 28 institutional investors held VanEck Short High Yield Muni ETF (SHYD) as of Q3 2016, down from 31 in Q2 2016.
  • Funds reported $60.2M of VanEck Short High Yield Muni ETF stock for Q3 2016, up 6.2% quarter-over-quarter.
  • 2 funds opened new VanEck Short High Yield Muni ETF positions in Q3 2016 and 5 closed out, a net change of -3 holders.
  • The largest VanEck Short High Yield Muni ETF buyer in Q3 2016 was Wells Fargo, an estimated $4.88M added.
  • The largest VanEck Short High Yield Muni ETF seller in Q3 2016 was Jane Street, an estimated $534K sold.

Based on aggregated 13F filings for Q3 2016.