Principal Financial Group’s VanEck Short High Yield Muni ETF SHYD Stock Holding History

Principal Financial Group’s Portfolio SHYD Stock Details SHYD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-14,000	Closed	-$356K	–	2194
2016 Q2	$356K	Hold	14,000	–	–	﹤0.01%	1900
2016 Q1	$351K	Hold	14,000	–	–	﹤0.01%	1896
2015 Q4	$343K	Hold	14,000	–	–	﹤0.01%	1923
2015 Q3	$348K	Hold	14,000	–	–	﹤0.01%	1916
2015 Q2	$350K	Hold	14,000	–	–	﹤0.01%	1923
2015 Q1	$356K	Buy	14,000 +4,000	+40%	+$102K	﹤0.01%	1882
2014 Q4	$255K	Hold	10,000	–	–	﹤0.01%	1973
2014 Q3	$253K	Hold	10,000	–	–	﹤0.01%	1971
2014 Q2	$254K	Buy	+10,000	New	+$254K	﹤0.01%	2010

Other funds holding SHYD

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

NEIRG

New England Investment & Retirement Group North Andover, Massachusetts $434M AUM 25.45% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DIA

Dean Investment Associates Beavercreek, Ohio $710M AUM 22.02% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Principal Financial Group's SHYD Position: Q3 2016 in Review

Principal Financial Group sold out of VanEck Short High Yield Muni ETF (SHYD) in Q3 2016, closing a stake of 14,000 shares — an estimated $356K sold.

Principal Financial Group first reported a position in SHYD in Q2 2014 and held it in 9 quarters. The position peaked at $356K in Q2 2016. 28 funds tracked by Wall St. Rank hold SHYD as of Q3 2016.

Principal Financial Group reported no remaining VanEck Short High Yield Muni ETF position as of Q3 2016 after selling out during the quarter.
Principal Financial Group sold 14,000 VanEck Short High Yield Muni ETF shares in Q3 2016, an estimated $356K.
Principal Financial Group first reported a position in VanEck Short High Yield Muni ETF in Q2 2014 and held it in 9 quarters.
Principal Financial Group's VanEck Short High Yield Muni ETF position peaked at $356K in Q2 2016.
28 funds tracked by Wall St. Rank held VanEck Short High Yield Muni ETF as of Q3 2016.

Based on Principal Financial Group's 13F filing for Q3 2016, filed 10 Nov 2016.