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VanEck Short High Yield Muni ETF

16 hedge funds and large institutions have $29.3M invested in VanEck Short High Yield Muni ETF in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more capital invested

Capital invested by funds: $20.9M → $29.3M (+$8.41M)

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

14% more funds holding

Funds holding: 1416 (+2)

3.92% more ownership

Funds ownership: 37.35%41.26% (+3.9%)

Holders
16
Holders Change
+2
Holders Change %
+14.29%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
5
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$14.9M +$4.74M +188,148 +47%
CWM
2
Cabot Wealth Management
Massachusetts
$4.49M -$38.4K -1,525 -0.9%
TIM
3
Tortoise Investment Management
New York
$3.5M +$1.39M +55,192 +67%
U
4
UBS
Switzerland
$1.81M +$1.75M +69,399 +3,470%
Bank of America
5
Bank of America
North Carolina
$947K +$85K +3,376 +10%
Morgan Stanley
6
Morgan Stanley
New York
$768K +$277K +11,004 +57%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$625K +$358K +14,220 +136%
LPL Financial
8
LPL Financial
California
$545K -$37.5K -1,489 -6%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$502K -$25 -1 -0%
Jane Street
10
Jane Street
New York
$318K +$317K +12,567 New
Principal Financial Group
11
Principal Financial Group
Iowa
$253K
Stifel Financial
12
Stifel Financial
Missouri
$232K +$231K +9,174 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$223K -$631K -25,039 -74%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$56K
Ameriprise
15
Ameriprise
Minnesota
$33K -$32.4K -1,286 -50%
AIG
16
American International Group
New York
$19K

SHYD Hedge Fund Activity: Q3 2014 in Review

16 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in VanEck Short High Yield Muni ETF (SHYD) for Q3 2014, worth a combined $29.3M — up 40% from $20.9M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new SHYD positions and 0 closed out — a net gain of 2 holders — while 6 added to existing stakes and 5 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.74M. The largest seller was Susquehanna International Group, cutting an estimated $631K.

  • 16 institutional investors held VanEck Short High Yield Muni ETF (SHYD) as of Q3 2014, up from 14 in Q2 2014.
  • Funds reported $29.3M of VanEck Short High Yield Muni ETF stock for Q3 2014, up 40% quarter-over-quarter.
  • 2 funds opened new VanEck Short High Yield Muni ETF positions in Q3 2014 and 0 closed out, a net change of +2 holders.
  • The largest VanEck Short High Yield Muni ETF buyer in Q3 2014 was Wells Fargo, an estimated $4.74M added.
  • The largest VanEck Short High Yield Muni ETF seller in Q3 2014 was Susquehanna International Group, an estimated $631K sold.

Based on aggregated 13F filings for Q3 2014.