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VanEck Short High Yield Muni ETF

73 hedge funds and large institutions have $126M invested in VanEck Short High Yield Muni ETF in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 3

236% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 11

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more capital invested

Capital invested by funds: $110M → $126M (+$16.1M)

14% more funds holding

Funds holding: 6473 (+9)

9.93% more ownership

Funds ownership: 68.38%78.31% (+9.9%)

Holders
73
Holders Change
+9
Holders Change %
+14.06%
% of All Funds
1.44%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
13
Increased
37
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EC
1
Estate Counselors
Wisconsin
$16.5M -$1.2M -47,760 -7%
Bank of America
2
Bank of America
North Carolina
$13.2M +$719K +28,598 +6%
Morgan Stanley
3
Morgan Stanley
New York
$10.9M +$2.32M +92,315 +27%
Truist Financial
4
Truist Financial
North Carolina
$10.5M +$10.4M +414,987 New
Wells Fargo
5
Wells Fargo
California
$8.41M +$848K +33,712 +11%
UBS Group
6
UBS Group
Switzerland
$7.74M -$11.8K -468 -0.2%
BOPW
7
Brandywine Oak Private Wealth
Pennsylvania
$5.73M -$140K -5,579 -2%
TIM
8
Tortoise Investment Management
New York
$5.7M +$1.68M +66,878 +42%
CCWA
9
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$5.63M +$4.74M +188,628 +546%
NGA
10
Naples Global Advisors
Florida
$3.14M +$179K +7,135 +6%
LPL Financial
11
LPL Financial
California
$2.4M -$427K -16,985 -15%
MWC
12
MBM Wealth Consultants
Missouri
$2.29M +$129K +5,130 +6%
EGA
13
Eagle Global Advisors
Texas
$1.99M +$87.1K +3,464 +5%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$1.72M +$544K +21,638 +46%
HWA
15
Heartwood Wealth Advisors
Virginia
$1.59M +$1.59M +63,294 New
LSPW
16
Lake Street Private Wealth
Illinois
$1.57M +$664K +26,397 +74%
TNBTD
17
Trustmark National Bank Trust Department
Mississippi
$1.46M +$151K +6,000 +12%
Ameriprise
18
Ameriprise
Minnesota
$1.39M -$738K -29,355 -35%
SWRP
19
Summit Wealth & Retirement Planning
California
$1.36M +$106K +4,205 +8%
FNC
20
First National Corp
Massachusetts
$1.2M +$42.1K +1,674 +4%
AG
21
Advisor Group
Arizona
$1.16M -$3.55K -141 -0.3%
BRWA
22
B. Riley Wealth Advisors
Florida
$1.1M -$21.2K -841 -2%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$968K +$303K +12,046 +46%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$935K -$22.6K -900 -2%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$888K +$19.9K +791 +2%

SHYD Hedge Fund Activity: Q4 2019 in Review

73 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in VanEck Short High Yield Muni ETF (SHYD) for Q4 2019, worth a combined $126M — up 15% from $110M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SHYD positions and 3 closed out — a net gain of 10 holders — while 37 added to existing stakes and 11 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $10.4M. The largest seller was Estate Counselors, cutting an estimated $1.2M.

  • 73 institutional investors held VanEck Short High Yield Muni ETF (SHYD) as of Q4 2019, up from 64 in Q3 2019.
  • Funds reported $126M of VanEck Short High Yield Muni ETF stock for Q4 2019, up 15% quarter-over-quarter.
  • 13 funds opened new VanEck Short High Yield Muni ETF positions in Q4 2019 and 3 closed out, a net change of +10 holders.
  • The largest VanEck Short High Yield Muni ETF buyer in Q4 2019 was Truist Financial, an estimated $10.4M added.
  • The largest VanEck Short High Yield Muni ETF seller in Q4 2019 was Estate Counselors, an estimated $1.2M sold.

Based on aggregated 13F filings for Q4 2019.