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VanEck Short High Yield Muni ETF

23 hedge funds and large institutions have $43M invested in VanEck Short High Yield Muni ETF in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

10.84% less ownership

Funds ownership: 53.7%42.86% (-11%)

12% less funds holding

Funds holding: 2623 (-3)

22% less capital invested

Capital invested by funds: $55.3M → $43M (-$12.3M)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
23
Holders Change
-3
Holders Change %
-11.54%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
11
Reduced
6
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$18.9M +$3.95M +158,615 +27%
UBS Group
2
UBS Group
Switzerland
$4.16M +$113K +4,538 +3%
Bank of America
3
Bank of America
North Carolina
$3.39M +$720K +28,946 +27%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$2.17M -$113K -4,531 -5%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$1.83M -$74.6K -2,999 -4%
Morgan Stanley
6
Morgan Stanley
New York
$1.82M +$26.7K +1,074 +2%
NEIRG
7
New England Investment & Retirement Group
Massachusetts
$1.77M +$153K +6,148 +10%
AP
8
Advisors Preferred
Maryland
$1.46M +$153K +6,140 +12%
TNBTD
9
Trustmark National Bank Trust Department
Mississippi
$1.4M +$45.9K +1,845 +3%
Ameriprise
10
Ameriprise
Minnesota
$1.25M +$1.24M +49,844 New
IA
11
IFP Advisors
Florida
$812K +$639K +25,672 +353%
LPL Financial
12
LPL Financial
California
$792K -$67.2K -2,700 -8%
DIA
13
Dean Investment Associates
Ohio
$718K
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$541K -$260K -10,470 -33%
RJA
15
Raymond James & Associates
Florida
$432K -$362K -14,548 -46%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$394K +$119K +4,778 +44%
Principal Financial Group
17
Principal Financial Group
Iowa
$351K
BRWA
18
B. Riley Wealth Advisors
Florida
$339K +$55.7K +2,239 +20%
Stifel Financial
19
Stifel Financial
Missouri
$213K -$8.96K -360 -4%
MFS
20
MSI Financial Services
Massachusetts
$143K +$22.7K +914 +19%
AIG
21
American International Group
New York
$76K +$75.6K +3,039 New
BBHC
22
Brown Brothers Harriman & Co
New York
$63K +$62.2K +2,500 New
Citigroup
23
Citigroup
New York
$17K +$16.4K +660 New
TIM
24
Tortoise Investment Management
New York
-$7.19M -293,133 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
-$5.78M -235,664 Closed

SHYD Hedge Fund Activity: Q1 2016 in Review

23 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in VanEck Short High Yield Muni ETF (SHYD) for Q1 2016, worth a combined $43M — down 22% from $55.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of SHYD and 4 opened new positions — a net loss of 3 holders — while 6 trimmed existing stakes and 11 added.

The largest buyer was Wells Fargo, adding an estimated $3.95M. The largest seller was Tortoise Investment Management, exiting entirely with an estimated $7.19M sold.

  • 23 institutional investors held VanEck Short High Yield Muni ETF (SHYD) as of Q1 2016, down from 26 in Q4 2015.
  • Funds reported $43M of VanEck Short High Yield Muni ETF stock for Q1 2016, down 22% quarter-over-quarter.
  • 4 funds opened new VanEck Short High Yield Muni ETF positions in Q1 2016 and 7 closed out, a net change of -3 holders.
  • The largest VanEck Short High Yield Muni ETF buyer in Q1 2016 was Wells Fargo, an estimated $3.95M added.
  • The largest VanEck Short High Yield Muni ETF seller in Q1 2016 was Tortoise Investment Management, an estimated $7.19M sold.

Based on aggregated 13F filings for Q1 2016.