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VanEck Short High Yield Muni ETF

37 hedge funds and large institutions have $70.4M invested in VanEck Short High Yield Muni ETF in 2016 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 3

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

32% more funds holding

Funds holding: 2837 (+9)

17% more capital invested

Capital invested by funds: $60.2M → $70.4M (+$10.2M)

8.43% more ownership

Funds ownership: 44.91%53.34% (+8.4%)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

Holders
37
Holders Change
+9
Holders Change %
+32.14%
% of All Funds
0.93%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
13
Increased
7
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$18.2M -$5.37M -220,656 -22%
Bank of America
2
Bank of America
North Carolina
$8.03M +$4.59M +188,517 +127%
SEIA
3
Signature Estate & Investment Advisors
California
$7.52M +$7.69M +316,160 New
TIM
4
Tortoise Investment Management
New York
$6.38M -$1.1M -45,141 -14%
BMCM
5
Bryn Mawr Capital Management
Pennsylvania
$5.21M +$5.33M +218,953 New
UBS Group
6
UBS Group
Switzerland
$4.42M -$3.33M -136,924 -42%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$3.99M +$495K +20,331 +14%
Morgan Stanley
8
Morgan Stanley
New York
$2.49M +$862K +35,436 +51%
Ameriprise
9
Ameriprise
Minnesota
$2.3M +$2.35M +96,788 New
NEIRG
10
New England Investment & Retirement Group
Massachusetts
$1.8M -$478K -19,645 -21%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.69M +$12.3K +504 +0.7%
AP
12
Advisors Preferred
Maryland
$1.14M -$1.18M -48,320 -50%
DIA
13
Dean Investment Associates
Ohio
$680K
RJA
14
Raymond James & Associates
Florida
$570K +$84.3K +3,465 +17%
FTUS
15
Flow Traders U.S.
New York
$561K +$574K +23,597 New
AG
16
Advisor Group
Arizona
$513K +$433K +17,802 +474%
CIAS
17
Capital Investment Advisory Services
North Carolina
$476K +$487K +20,000 New
OAM
18
Occidental Asset Management
California
$472K
LPL Financial
19
LPL Financial
California
$443K -$150K -6,159 -25%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$432K +$441K +18,140 New
BRWA
21
B. Riley Wealth Advisors
Florida
$375K -$14.7K -606 -4%
TNBTD
22
Trustmark National Bank Trust Department
Mississippi
$319K
Jane Street
23
Jane Street
New York
$313K -$316K -12,980 -50%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$302K +$309K +12,708 New
MG
25
Mather Group
Illinois
$238K

SHYD Hedge Fund Activity: Q4 2016 in Review

37 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in VanEck Short High Yield Muni ETF (SHYD) for Q4 2016, worth a combined $70.4M — up 17% from $60.2M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SHYD positions and 3 closed out — a net gain of 10 holders — while 7 added to existing stakes and 10 trimmed.

The largest buyer was Signature Estate & Investment Advisors, opening a new position worth an estimated $7.69M. The largest seller was Wells Fargo, cutting an estimated $5.37M.

  • 37 institutional investors held VanEck Short High Yield Muni ETF (SHYD) as of Q4 2016, up from 28 in Q3 2016.
  • Funds reported $70.4M of VanEck Short High Yield Muni ETF stock for Q4 2016, up 17% quarter-over-quarter.
  • 13 funds opened new VanEck Short High Yield Muni ETF positions in Q4 2016 and 3 closed out, a net change of +10 holders.
  • The largest VanEck Short High Yield Muni ETF buyer in Q4 2016 was Signature Estate & Investment Advisors, an estimated $7.69M added.
  • The largest VanEck Short High Yield Muni ETF seller in Q4 2016 was Wells Fargo, an estimated $5.37M sold.

Based on aggregated 13F filings for Q4 2016.