We are live on ! Find out more
SGDM icon

Sprott Gold Miners ETF
SGDM

44 hedge funds and large institutions have $23.1M invested in Sprott Gold Miners ETF in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

13% more funds holding

Funds holding: 39 → 44 (+5)

2.4% less ownership

Funds ownership: 14.48% → 12.08% (-2.4%)

12% less capital invested

Capital invested by funds: $26.4M → $23.1M (-$3.25M)

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
11
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PHS
Pekin Hardy Strauss
Illinois
+$705K
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$191K
3
Baird Financial Group
Baird Financial Group
Wisconsin
+$123K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$120K
5
UR
USCA RIA
Texas
+$117K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$2.55M
2
JP Morgan Chase
JP Morgan Chase
New York
-$2.27M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.04M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$392K
5
G
Gainplan
Michigan
-$256K
Name Holding Trade Value Shares
Change 		Change in
Stake
FCM
26
Fortis Capital Management
Washington
$209K +$195K +8,328 New
CWA
27
Capital Wealth Alliance
Arizona
$166K +$156K +6,668 New
Citigroup
28
Citigroup
New York
$101K – – –
EWM
29
Edge Wealth Management
New York
$101K +$93.5K +4,000 New
GWM
30
Geneos Wealth Management
Colorado
$93K -$701 -30 -0.8%
HWM
31
HighMark Wealth Management
Minnesota
$76K +$70.6K +3,022 New
AG
32
Advisor Group
Arizona
$40K +$17.7K +756 +92%
GEA
33
Glen Eagle Advisors
New Jersey
$36K +$5.38K +230 +19%
RE
34
RBC Europe
United Kingdom
$25.1K – – –
TCWM
35
Total Clarity Wealth Management
Illinois
$25K +$23.4K +1,000 New
HIIFS
36
Harel Insurance Investments & Financial Services
Israel
$15K – – –
MIM
37
Macroview Investment Management
Maryland
$10K – – –
IA
38
IFP Advisors
Florida
$9K – – –
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$8K – – –
TCM
40
Tradewinds Capital Management
Washington
$2K – – –
MF
41
Manchester Financial
California
$1K +$538 +23 New
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$1K +$1.07K +46 New
SI
43
Sprott Inc
Ontario, Canada
$265 -$101K -4,335 -30%
JP Morgan Chase
44
JP Morgan Chase
New York
– -$2.27M -99,300 Closed
Citadel Advisors
45
Citadel Advisors
Florida
– -$1.04M -45,479 Closed
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
– -$392K -17,125 Closed
BC
47
Barnett & Company
Tennessee
– -$3K -125 Closed
Fidelity Investments
48
Fidelity Investments
Massachusetts
– +$23 +1 New
1
2

SGDM Hedge Fund Activity: Q4 2019 in Review

44 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Sprott Gold Miners ETF (SGDM) for Q4 2019, worth a combined $23.1M — down 12% from $26.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SGDM positions and 4 closed out — a net gain of 5 holders — while 11 added to existing stakes and 14 trimmed.

The largest buyer was Pekin Hardy Strauss, opening a new position worth an estimated $705K. The largest seller was Jane Street, cutting an estimated $2.55M.

  • 44 institutional investors held Sprott Gold Miners ETF (SGDM) as of Q4 2019, up from 39 in Q3 2019.
  • Funds reported $23.1M of Sprott Gold Miners ETF stock for Q4 2019, down 12% quarter-over-quarter.
  • 9 funds opened new Sprott Gold Miners ETF positions in Q4 2019 and 4 closed out, a net change of +5 holders.
  • The largest Sprott Gold Miners ETF buyer in Q4 2019 was Pekin Hardy Strauss, an estimated $705K added.
  • The largest Sprott Gold Miners ETF seller in Q4 2019 was Jane Street, an estimated $2.55M sold.

Based on aggregated 13F filings for Q4 2019.