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Sprott Gold Miners ETF
SGDM

37 hedge funds and large institutions have $17.3M invested in Sprott Gold Miners ETF in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

0% more funds holding

Funds holding: 37 → 37 (0)

1.63% less ownership

Funds ownership: 17.18% → 15.55% (-1.6%)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

34% less capital invested

Capital invested by funds: $26.1M → $17.3M (-$8.8M)

Holders
37
Holders Change
–
Holders Change %
0%
% of All Funds
1.03%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
9
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SR
Sloane Robinson
United Kingdom
+$1.73M
2
VF
Virtu Financial
New York
+$565K
3
FAAS
First Allied Advisory Services
California
+$200K
4
Morgan Stanley
Morgan Stanley
New York
+$187K
5
CAN
Cetera Advisor Networks
California
+$164K

Top Sellers

Rank Fund Capital Flow
1
Baird Financial Group
Baird Financial Group
Wisconsin
-$1.65M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.28M
3
Bank of America
Bank of America
North Carolina
-$1.06M
4
Stifel Financial
Stifel Financial
Missouri
-$838K
5
HFS
HL Financial Services
Kentucky
-$812K
Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
26
Prelude Capital Management
New York
$25K – – –
Wells Fargo
27
Wells Fargo
California
$8K -$14.2K -1,065 -63%
AIG
28
American International Group
New York
$8K +$8.91K +670 New
RIA
29
Regal Investment Advisors
Michigan
$7K +$7.59K +571 New
EWM
30
Edge Wealth Management
New York
$6K – – –
PRS
31
Pinkerton Retirement Specialists
Idaho
$6K – – –
WA
32
WFG Advisors
Texas
$6K – – –
Citigroup
33
Citigroup
New York
$5K +$2.55K +192 +89%
MFS
34
MSI Financial Services
Massachusetts
$3K -$92.5K -6,956 -97%
HA
35
Harfst & Associates
Wyoming
$1K +$1.33K +100 New
Baird Financial Group
36
Baird Financial Group
Wisconsin
– -$1.65M -103,539 Closed
Stifel Financial
37
Stifel Financial
Missouri
– -$838K -52,575 Closed
HFS
38
HL Financial Services
Kentucky
– -$812K -50,979 Closed
Jane Street
39
Jane Street
New York
– -$553K -34,692 Closed
HF
40
HRT Financial
New York
– -$161K -10,163 Closed
TCM
41
Tradewinds Capital Management
Washington
– -$5K -300 Closed
Canada Life
42
Canada Life
Manitoba, Canada
– -$3K -160 Closed
MWP
43
MYCIO Wealth Partners
Pennsylvania
– -$1K -50 Closed
W
44
Wealthfront
California
– +$13 +1 New
1
2

SGDM Hedge Fund Activity: Q3 2015 in Review

37 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Sprott Gold Miners ETF (SGDM) for Q3 2015, worth a combined $17.3M — down 34% from $26.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SGDM positions and 8 closed out — a net gain of 1 holder — while 9 added to existing stakes and 12 trimmed.

The largest buyer was Sloane Robinson, adding an estimated $1.73M. The largest seller was Baird Financial Group, exiting entirely with an estimated $1.65M sold.

  • 37 institutional investors held Sprott Gold Miners ETF (SGDM) as of Q3 2015, unchanged from Q2 2015.
  • Funds reported $17.3M of Sprott Gold Miners ETF stock for Q3 2015, down 34% quarter-over-quarter.
  • 9 funds opened new Sprott Gold Miners ETF positions in Q3 2015 and 8 closed out, a net change of +1 holder.
  • The largest Sprott Gold Miners ETF buyer in Q3 2015 was Sloane Robinson, an estimated $1.73M added.
  • The largest Sprott Gold Miners ETF seller in Q3 2015 was Baird Financial Group, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2015.