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Stellus Capital Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
DTL
26
Dynamic Technology Lab
Singapore
$332K -$397K -29,140 -54%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$331K +$214K +15,701 +184%
California Public Employees Retirement System
28
California Public Employees Retirement System
California
$300K
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$289K +$59.8K +4,389 +26%
BW
30
Bison Wealth
Georgia
$225K
Squarepoint
31
Squarepoint
New York
$195K +$195K +14,317 New
SMH
32
Sanders Morris Harris
Texas
$192K +$4.25K +312 +2%
Macquarie Group
33
Macquarie Group
Australia
$188K +$187K +13,759 New
Axa
34
Axa
France
$180K +$180K +13,200 New
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$164K +$164K +12,022 New
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$116K +$115K +8,474 New
AIM
37
Advantage Investment Management
Iowa
$84K +$37K +2,715 +78%
Bank of America
38
Bank of America
North Carolina
$66K +$65.8K +4,835 New
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$25K +$25K +1,839 New
US Bancorp
40
US Bancorp
Minnesota
$10K
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K +$54 +4 +0.6%
QI
42
QS Investors
New York
$6K
PCM
43
Penserra Capital Management
California
$2K +$136 +10 +5%
SPIA
44
Steward Partners Investment Advisory
New York
$1K
Goldman Sachs
45
Goldman Sachs
New York
-$171K -12,508 Closed
GCP
46
GSA Capital Partners
United Kingdom
-$141K -10,300 Closed
Creative Planning
47
Creative Planning
Kansas
-$17K -1,250 Closed
Deutsche Bank
48
Deutsche Bank
Germany
-$16K -1,200 Closed
AIM
49
Acrospire Investment Management
Illinois
-$7K -538 Closed
NFG
50
Next Financial Group
Texas
-$1K -99 Closed