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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$366K -$83.3K -6,600 -18%
UBS Group
27
UBS Group
Switzerland
$319K -$184K -14,584 -36%
WAM
28
Weiss Asset Management
Massachusetts
$285K +$291K +23,028 New
ICM
29
Ionic Capital Management
New York
$278K +$283K +22,450 New
OC
30
Oppenheimer & Co
New York
$272K +$278K +22,017 New
CCP
31
Clough Capital Partners
Massachusetts
$252K +$258K +20,400 New
SCM
32
Saba Capital Management
New York
$231K
Squarepoint
33
Squarepoint
New York
$216K +$221K +17,500 New
SFS
34
Shaker Financial Services
Virginia
$208K -$527K -41,770 -71%
LPL Financial
35
LPL Financial
California
$185K +$188K +14,887 New
BBPWM
36
Blue Bell Private Wealth Management
Pennsylvania
$177K -$186K -14,765 -51%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$150K +$5.92K +469 +4%
RJT
38
Raymond James Trust
Florida
$147K +$150K +11,851 New
KA
39
Klingman & Associates
New York
$143K +$146K +11,600 New
CG
40
Caprock Group
Idaho
$131K -$980K -77,639 -88%
CCM
41
Coe Capital Management
Illinois
$124K +$126K +10,000 New
Citigroup
42
Citigroup
New York
$99K +$1.96K +155 +2%
AIG
43
American International Group
New York
$86K +$76 +6 +0.1%
AIA
44
Allegis Investment Advisors
Idaho
$68K +$69K +5,465 New
BA
45
BlackRock Advisors
Delaware
$48K +$49K +3,881 New
MFW
46
Mosaic Family Wealth
Missouri
$30K +$31.5K +2,498 New
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$22K +$366 +29 +2%
MFS
48
MSI Financial Services
Massachusetts
$16K +$10.3K +812 +160%
NFG
49
Next Financial Group
Texas
$11K
Creative Planning
50
Creative Planning
Kansas
$6K