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ALPS Medical Breakthroughs ETF

Name Holding Trade Value Shares
Change
Change in
Stake
MC
26
Matisse Capital
Oregon
$306K
MML Investors Services
27
MML Investors Services
Massachusetts
$282K +$283K +6,860 New
RA
28
RFG Advisory
Alabama
$277K -$20.6K -500 -7%
SWP
29
Stratos Wealth Partners
Ohio
$262K +$28.9K +700 +12%
FAAS
30
First Allied Advisory Services
California
$256K -$644K -15,614 -71%
UCFA
31
United Capital Financial Advisors
Texas
$201K +$1.94K +47 +1%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$164K
AWM
33
AllSquare Wealth Management
New York
$147K
US Bancorp
34
US Bancorp
Minnesota
$99K
KPCM
35
Kings Point Capital Management
New York
$66K
EWM
36
Elmwood Wealth Management
California
$29K
Simplex Trading
37
Simplex Trading
Illinois
$23K -$4.04K -98 -15%
CAPTRUST Financial Advisors
38
CAPTRUST Financial Advisors
North Carolina
$23K +$4.12K +100 +22%
CFD
39
Creative Financial Designs
Indiana
$23K +$22.7K +550 New
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$21K +$20.6K +500 New
APA
41
American Portfolios Advisors
New York
$20.2K
OC
42
Oakworth Capital
Alabama
$12K +$12.4K +300 New
GT
43
Glenmede Trust
Pennsylvania
$8K
PS
44
Planned Solutions
California
$8K +$8.25K +200 New
S
45
SignatureFD
Georgia
$8K +$8.25K +200 New
PFS
46
Prospera Financial Services
Texas
$7K +$7.26K +176 New
ASN
47
Advisory Services Network
Georgia
$6K +$6.19K +150 New
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
$5K
NFG
49
Next Financial Group
Texas
$4K +$4.33K +105 New
LWA
50
Lenox Wealth Advisors
New York
$2K