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ALPS Medical Breakthroughs ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$15.2M +$14.1M +459,946 +1,259%
Bank of America
2
Bank of America
North Carolina
$4.49M +$2.42M +79,100 +127%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.42M +$344K +11,235 +17%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.72M +$129K +4,211 +8%
Citadel Advisors
5
Citadel Advisors
Florida
$1.69M -$1.16M -37,915 -42%
VKH
6
Virtu KCG Holdings
New York
$957K -$585K -19,094 -39%
Jane Street
7
Jane Street
New York
$566K -$1.09M -35,673 -67%
RJA
8
Raymond James & Associates
Florida
$561K +$221K +7,215 +69%
Wells Fargo
9
Wells Fargo
California
$531K +$512K +16,707 New
MCM
10
Murphy Capital Management
New Jersey
$439K -$106K -3,475 -20%
SWP
11
Stratos Wealth Partners
Ohio
$394K +$151K +4,927 +66%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$363K +$48.7K +1,590 +16%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$333K +$27.5K +898 +9%
SPC
14
Sigma Planning Corp
Michigan
$260K -$14.4K -470 -5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$247K -$14.1K -459 -6%
UBS Group
16
UBS Group
Switzerland
$121K -$244K -7,970 -68%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$120K +$613 +20 +0.5%
ST
18
Spot Trading
Illinois
$98K +$18.4K +600 +24%
CG
19
Cutler Group
California
$95K +$91.9K +3,000 New
AIG
20
American International Group
New York
$81K +$40.5K +1,323 +106%
HIIFS
21
Harel Insurance Investments & Financial Services
Israel
$79K +$76.6K +2,500 New
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$72K -$120K -3,912 -63%
Creative Planning
23
Creative Planning
Kansas
$71K -$85.8K -2,800 -56%
Morgan Stanley
24
Morgan Stanley
New York
$64K +$20.8K +680 +51%
MFS
25
MSI Financial Services
Massachusetts
$56K +$20.4K +666 +61%