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ALPS Medical Breakthroughs ETF
SBIO

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$7.54M -$875K -24,902 -9%
Bank of America
2
Bank of America
North Carolina
$6.51M +$683K +19,428 +10%
Morgan Stanley
3
Morgan Stanley
New York
$4.9M -$2.85M -81,097 -34%
Wells Fargo
4
Wells Fargo
California
$3.51M +$519K +14,752 +15%
ASN
5
Advisory Services Network
Georgia
$2.84M – – –
CCP
6
Cardan Capital Partners
Colorado
$2.13M +$416K +11,840 +21%
NAM
7
NTV Asset Management
West Virginia
$1.53M -$31.6K -900 -2%
CT
8
Cambridge Trust
Massachusetts
$1.22M +$737K +20,976 +119%
RJA
9
Raymond James & Associates
Florida
$1.08M -$47.8K -1,359 -4%
WIA
10
Wealthstreet Investment Advisors
Texas
$1.06M +$30.8K +875 +3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.06M +$227K +6,454 +24%
LPL Financial
12
LPL Financial
California
$1.03M +$29.9K +851 +3%
Citadel Advisors
13
Citadel Advisors
Florida
$974K +$276K +7,855 +34%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$826K +$64.2K +1,825 +8%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$810K +$903K +25,691 New
TRCT
16
Tower Research Capital (TRC)
New York
$765K +$57.1K +1,624 +7%
Stifel Financial
17
Stifel Financial
Missouri
$751K +$836K +23,785 New
FAAS
18
First Allied Advisory Services
California
$746K +$38.8K +1,103 +5%
AG
19
Advisor Group
Arizona
$746K +$180K +5,111 +28%
Jane Street
20
Jane Street
New York
$711K +$361K +10,279 +84%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$634K +$89.8K +2,556 +15%
X
22
Xponance
Pennsylvania
$531K +$44.5K +1,265 +8%
MML Investors Services
23
MML Investors Services
Massachusetts
$410K -$52.7K -1,499 -10%
SIC
24
SFE Investment Counsel
California
$320K +$18.3K +520 +5%
GAM
25
Griffin Asset Management
New York
$288K -$57.6K -1,638 -15%
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