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ALPS Medical Breakthroughs ETF
SBIO

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$8.81M +$3.78M +107,864 +72%
UBS Group
2
UBS Group
Switzerland
$7.52M +$1.44M +41,006 +23%
BCM
3
Barometer Capital Management
Ontario, Canada
$7M +$4.5M +128,300 +169%
Morgan Stanley
4
Morgan Stanley
New York
$4.13M +$1.7M +48,617 +67%
Wells Fargo
5
Wells Fargo
California
$3.7M +$3.61M +103,045 +2,078%
RJA
6
Raymond James & Associates
Florida
$2.65M +$240K +6,840 +10%
NAM
7
NTV Asset Management
West Virginia
$1.77M +$1.3M +37,050 +250%
VF
8
Virtu Financial
New York
$1.45M +$695K +19,834 +88%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.25M +$548K +15,619 +75%
LPL Financial
10
LPL Financial
California
$1.09M +$538K +15,343 +93%
CT
11
Cambridge Trust
Massachusetts
$757K +$38.1K +1,087 +5%
Jane Street
12
Jane Street
New York
$635K +$650K +18,539 New
HighTower Advisors
13
HighTower Advisors
Illinois
$488K +$195K +5,575 +64%
MML Investors Services
14
MML Investors Services
Massachusetts
$475K +$487K +13,889 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$378K – – –
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$374K +$144K +4,106 +60%
Citadel Advisors
17
Citadel Advisors
Florida
$363K +$371K +10,596 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$316K +$96.5K +2,753 +42%
WIA
19
Wealthstreet Investment Advisors
Texas
$294K +$301K +8,600 New
X
20
Xponance
Pennsylvania
$290K +$172K +4,912 +137%
MCM
21
Murphy Capital Management
New Jersey
$239K – – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$218K +$51.2K +1,461 +30%
BFG
23
Bouchey Financial Group
New York
$201K +$206K +5,875 New
AG
24
Advisor Group
Arizona
$188K +$59.6K +1,700 +45%
APA
25
American Portfolios Advisors
New York
$180K +$35.9K +1,023 +24%
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