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ALPS Medical Breakthroughs ETF
SBIO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.36M -$1.04M -25,326 -11%
UBS Group
2
UBS Group
Switzerland
$8.28M -$123K -2,991 -1%
Bank of America
3
Bank of America
North Carolina
$7.9M -$280K -6,788 -3%
Wells Fargo
4
Wells Fargo
California
$7.05M +$467K +11,325 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.08M +$328K +7,946 +12%
NAM
6
NTV Asset Management
West Virginia
$3.06M -$43.5K -1,055 -1%
TRCT
7
Tower Research Capital (TRC)
New York
$2.07M +$1.71M +41,409 +465%
CCP
8
Cardan Capital Partners
Colorado
$2.06M -$306K -7,419 -13%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.98M -$288K -6,975 -13%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.93M -$168K -4,074 -8%
NL
11
NWAM LLC
Washington
$1.92M -$10K -243 -0.5%
Citadel Advisors
12
Citadel Advisors
Florida
$1.73M +$1.52M +36,821 +699%
LPL Financial
13
LPL Financial
California
$1.38M +$65.1K +1,578 +5%
WIA
14
Wealthstreet Investment Advisors
Texas
$1.36M +$14.4K +350 +1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$908K +$38.6K +935 +4%
CT
16
Cambridge Trust
Massachusetts
$879K -$338K -8,184 -28%
RJA
17
Raymond James & Associates
Florida
$728K -$40.3K -976 -5%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$691K +$87.8K +2,129 +14%
EWA
19
Exencial Wealth Advisors
Oklahoma
$572K +$282K +6,835 +97%
KAS
20
Kestra Advisory Services
Texas
$532K +$533K +12,931 New
VNA
21
Valley National Advisers
Pennsylvania
$504K +$142K +3,434 +39%
GIA
22
Gladstone Institutional Advisory
Florida
$494K +$495K +12,001 New
GAM
23
Griffin Asset Management
New York
$375K – – –
SFG
24
Summit Financial Group
West Virginia
$372K +$30.9K +750 +9%
SIC
25
SFE Investment Counsel
California
$362K +$2.72K +66 +0.8%
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