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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
76
Bank of New York Mellon
New York
$133K +$128K +8,050 New
BRWA
77
B. Riley Wealth Advisors
Florida
$130K -$59.8K -3,747 -32%
OIM
78
Orca Investment Management
Oregon
$130K
FA
79
Financial Advantage
Maryland
$127K
KeyBank National Association
80
KeyBank National Association
Ohio
$126K +$121K +7,604 New
VFS
81
VSR Financial Services
Kansas
$119K -$9.3K -583 -7%
VKH
82
Virtu KCG Holdings
New York
$118K -$33.3K -2,090 -23%
LCM
83
Landscape Capital Management
New Jersey
$105K -$86.2K -5,404 -46%
BPB
84
Badgley, Phelps & Bell
Washington
$102K +$98.8K +6,195 New
WT
85
Whittier Trust
California
$100K
US Bancorp
86
US Bancorp
Minnesota
$84K -$45.5K -2,854 -36%
LTFS
87
Ladenburg Thalmann Financial Services
Florida
$74K -$144K -9,044 -67%
BC
88
Bartlett & Co
Ohio
$74K
LNB
89
Ledyard National Bank
$68K
JIC
90
Joel Isaacson & Co
New York
$53K
LFR
91
Lehman Financial Resources
Pennsylvania
$52K
WCAM
92
West Coast Asset Management
California
$49.6K +$47.8K +3,000 New
Creative Planning
93
Creative Planning
Kansas
$45K +$5.49K +344 +14%
ClearBridge Investments
94
ClearBridge Investments
New York
$41K
Citigroup
95
Citigroup
New York
$38K +$4.91K +308 +15%
TFA
96
Transamerica Financial Advisors
Florida
$35K +$14.4K +900 +74%
GI
97
Gradient Investments
Minnesota
$34K
DOA
98
D'Orazio & Associates
Virginia
$29K
TCM
99
Tradewinds Capital Management
Washington
$28K
WA
100
WFG Advisors
Texas
$23K +$207 +13 +0.9%