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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$24.8M +$2.45M +191,530 +11%
PMG
2
Private Management Group
California
$10.7M -$224K -17,554 -2%
Wells Fargo
3
Wells Fargo
California
$10.2M +$572K +44,756 +6%
FIM
4
Frontier Investment Management
Texas
$8.19M +$455K +35,647 +6%
Invesco
5
Invesco
Georgia
$8.13M -$264K -20,642 -3%
Morgan Stanley
6
Morgan Stanley
New York
$7.68M +$283K +22,152 +4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$7.37M +$3.42M +268,104 +83%
EAM
8
Evanson Asset Management
California
$6.96M -$53.3K -4,172 -0.7%
KLI
9
Kelman-Lazarov Inc
Tennessee
$6.23M +$231K +18,125 +4%
CFP
10
Cornerstone Financial Partners
North Carolina
$6.09M +$445K +34,854 +8%
FIMG
11
Financial & Investment Management Group
Michigan
$5.6M -$1M -78,364 -15%
IWC
12
Integrated Wealth Counsel
California
$5.04M -$483K -37,792 -9%
1CP
13
1607 Capital Partners
Virginia
$4.35M -$251K -19,682 -5%
PHS
14
Pekin Hardy Strauss
Illinois
$4.04M -$32.6K -2,550 -0.8%
WCM
15
Windsor Capital Management
Arizona
$4.01M -$192K -15,056 -4%
Bank of America
16
Bank of America
North Carolina
$3.44M +$65.8K +5,150 +2%
Ameriprise
17
Ameriprise
Minnesota
$2.76M +$869K +68,037 +45%
HighTower Advisors
18
HighTower Advisors
Illinois
$2.67M +$18.8K +1,472 +0.7%
UBS Group
19
UBS Group
Switzerland
$2.44M -$1.47M -115,422 -37%
Barclays
20
Barclays
United Kingdom
$2.33M +$2.39M +186,800 New
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$2.15M
AssetMark Inc
22
AssetMark Inc
California
$2.15M -$103K -8,054 -4%
GAM
23
Gould Asset Management
California
$2M +$60.5K +4,739 +3%
NHFG
24
New Harbor Financial Group
Massachusetts
$1.97M +$1.5M +117,424 +290%
RJA
25
Raymond James & Associates
Florida
$1.75M +$922K +72,189 +106%